Operations/Compliance
1 week ago
The role involves working in execution, reporting and compliance area. It would involve successfully supporting team members as well as clients on the same page on the purpose and process of execution, reporting and compliance. While the role represents a valued work ethic at the firm, it also reflects on the perception of the clients on the firm's standing above board in its transactions.ResponsibilitiesUnderstand SEBI requirements for Investment Advisor and Mutual Fund Distributor compliance and support in implementing the necessary systems and documentation.Supporting data accuracy and periodic reporting to clientsSupporting executing of transactions for clientsQualificationsGraduate in related discipline2-3 years of experience in OperationsMethodical/systematic approach to workGood reading comprehensionExcellent verbal and written communication skillsWork environment and compensationWe are small sized team with versatile skills and diverse backgrounds and approaches. The organization is quite flat and client interaction and job satisfaction are amongst our strengths. Compensation will be fair and in line with industry standards.
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Operations/Compliance
1 week ago
Mumbai, India Right Returns Financial Planning Full timeThe role involves working in execution, reporting and compliance area. It would involve successfully supporting team members as well as bringing clients on the same page on the purpose and process of execution, reporting and compliance. While the role represents a valued work ethic at the firm, it also reflects on the perception of the clients on the firm's...
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Operations/Compliance
1 week ago
mumbai, India Right Returns Financial Planning Full timeThe role involves working in execution, reporting and compliance area. It would involve successfully supporting team members as well as bringing clients on the same page on the purpose and process of execution, reporting and compliance. While the role represents a valued work ethic at the firm, it also reflects on the perception of the clients on the firm's...
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Operations/Compliance
6 days ago
Mumbai, India Right Returns Financial Planning Full timeThe role involves working in execution, reporting and compliance area. It would involve successfully supporting team members as well as bringing clients on the same page on the purpose and process of execution, reporting and compliance. While the role represents a valued work ethic at the firm, it also reflects on the perception of the clients on the firm's...
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Operations/Compliance
5 days ago
Mumbai, India Right Returns Financial Planning Full timeThe role involves working in execution, reporting and compliance area. It would involve successfully supporting team members as well as bringing clients on the same page on the purpose and process of execution, reporting and compliance. While the role represents a valued work ethic at the firm, it also reflects on the perception of the clients on the firm's...
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Compliance Operation
2 weeks ago
Mumbai, Maharashtra, India GEPL Capital Full time**About the job**: **What you will do**: - Manage daily exchange submissions and ensure timely compliance reporting. - Conduct periodic policy reviews and oversee internal, external, and SEBI audits. - Analyze UCC and billing in accordance with exchange norms. - Ensure proper reconciliation and monitoring of financial transactions. - Coordinate...
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Operations/Compliance
4 days ago
Mumbai, Maharashtra, India 1c68512f-85fc-430e-9df5-cb7de053bba2 Full time ₹ 2,00,000 - ₹ 5,00,000 per yearThe role involves working in execution, reporting and compliance area. It would involve successfully supporting team members as well as clients on the same page on the purpose and process of execution, reporting and compliance. While the role represents a valued work ethic at the firm, it also reflects on the perception of the clients on the firm's standing...
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Operations and Compliance
4 days ago
Tardeo, Mumbai, Maharashtra, India SaffronBizz Solutions LLP Full timeWe have an excellent opportunity for the profile of **Operations and Compliance.** **Qualification**: Prior experience at a PMS is needed. **Experience**: 2-4 years **Location**: Tardeo / Worli 1. Operations Management + on-boarding of clients with the relevant documentation; maintain all the relevant documentation (disclosure document,...
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Operations/Compliance
1 day ago
Mumbai, India Right Returns Financial Planning Full timeJob Description The role involves working in execution, reporting and compliance area. It would involve successfully supporting team members as well as bringing clients on the same page on the purpose and process of execution, reporting and compliance. While the role represents a valued work ethic at the firm, it also reflects on the perception of the...
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Compliance and Operations Officer
2 days ago
Mumbai, Maharashtra, India Radha Investment Advisors LLP Full time ₹ 4,50,000 - ₹ 9,00,000 per yearDesignation: Compliance and Operations officerRole: Compliance and OperationsDepartment: Fund Management TeamLocation: Nariman Point, MumbaiJoining Date: ImmediateEmployment Type: Full – TimeQualification: Post Graduate (M.Com/MBA/M.A/M.Sc/CA/CS/CWA/CFA)Experience: 0 - 3 yearsMandatory Requirement:a) Should be Post Graduate.b) Must obtain NISM - AIF...
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Operations Compliance Advisor
2 weeks ago
Mumbai, India Equinix Full timeWho are we? Equinix is the world’s digital infrastructure company®, shortening the path to connectivity to enable the innovations that enrich our work, life and planet. A place where bold ideas are welcomed, human connection is valued, and everyone has the opportunity to shape their future. Joining our operations team means being at the center of...
