Operations/Compliance
4 days ago
The role involves working in execution, reporting and compliance area. It would involve successfully supporting team members as well as clients on the same page on the purpose and process of execution, reporting and compliance. While the role represents a valued work ethic at the firm, it also reflects on the perception of the clients on the firm's standing above board in its transactions.
Responsibilities
Understand SEBI requirements for Investment Advisor and Mutual Fund Distributor compliance and support in implementing the necessary systems and documentation.
Supporting data accuracy and periodic reporting to clients
Supporting executing of transactions for clients
Qualifications
Graduate in related discipline
2-3 years of experience in Operations
Methodical/systematic approach to work
Good reading comprehension
Excellent verbal and written communication skills
Work environment and compensation
We are small sized team with versatile skills and diverse backgrounds and approaches. The organization is quite flat and client interaction and job satisfaction are amongst our strengths. Compensation will be fair and in line with industry standards.
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