Compliance Analyst
2 days ago
Candidate must have broking compliance background with experience to also handle global compliances in a global set up.
At a minimum, a company secretary. Additional may include Law or business related degree. Post-graduate studies are highly regarded.
Fluent in written and spoken English.
1. Reporting to the India Compliance Officer to implement efficient and best practice compliance and risk policies, procedures and standards.
2. Engage with the local business team to promote a culture of compliance.
3. The candidate will be expected to engage with all front office and middle office operations, including Sales, Trading, Research, Operations, Finance and Technology groups in implementing compliance programs.
4. Ensure global policies are adhered to by staff, including enforcing our Code of Business Conduct and Ethics.
5. Assist Compliance officer in implementing a risk-based compliance monitoring program including testing and reporting of the compliance environment.
6. Assist the Compliance Officer in preparing management papers for board of directors and other committees.
7. Assist in handling regulatory licensing and renewal matters, corporate/regulatory queries and industry consultations.
-
Compliance Product Sr Analyst
2 weeks ago
Mumbai, Maharashtra, India Citi Full time ₹ 6,00,000 - ₹ 12,00,000 per yearCiti's Independent Compliance Risk Management Department provides compliance coverage for a wide range of financial products and services spanning Citi's Asia Pacific business regions.A leading provider of financial services and investment banking opportunities to financial institutions and corporate clients, governments and retail banking clients and with a...
-
Compliance Product Sr Analyst
2 weeks ago
Mumbai, Maharashtra, India Citi Full time ₹ 1,20,000 - ₹ 2,60,000 per yearDiscover your future at CitiWorking at Citi is far more than just a job. A career with us means joining a team of more than 230,000 dedicated people from around the globe. At Citi, you'll have the opportunity to grow your career, give back to your community and make a real impact.Job OverviewCiti's Independent Compliance Risk Management Department provides...
-
Senior Portfolio Compliance Analyst
2 weeks ago
Mumbai, Maharashtra, India Franklin Templeton Full time ₹ 15,00,000 - ₹ 25,00,000 per yearAt Franklin Templeton, we're driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe bring...
-
Ethics & Compliance Analyst APJ
5 days ago
Mumbai, Maharashtra, India TECH DATA Full time ₹ 12,00,000 - ₹ 36,00,000 per yearJob Purpose: The Compliance Analyst is a position designed to support TD SYNNEX's Ethics and Compliance Program. Among other responsibilities, the Compliance Analyst is responsible for supporting analyses, recommendations, and the implementation of actions to improve TD SYNNEX's Ethics and Compliance Program.Responsibilities: Identification of data to...
-
Analyst (Financial Legal &Compliances)
2 days ago
Mumbai, Maharashtra, India Zigsaw Full time ₹ 5,00,000 - ₹ 15,00,000 per yearReviewing data related to finance accounts & legal and providing strategic solutions to the board of directors. RESPONSIBILITIES: 1. Consolidate and analyze financial data (budgets income statement forecasts etc) taking into account company&rsquo s goals and financial standing 2. Provide creative alternatives and recommendations to reduce costs and improve...
-
Compliance Officer
4 days ago
Mumbai, Maharashtra, India 9d583fba-c305-4dc9-ba5a-1b55f1161326 Full time ₹ 8,00,000 - ₹ 10,00,000 per yearJob Title: Compliance Officer / Accountant / AdminLocation:MumbaiExperience:Minimum 2 years (preferably in a Company Secretary or Chartered Accountant firm)Qualification:B.Com or equivalent degreeSalary:Commensurate with experienceAbout the RoleWe are looking for a Mumbai based detail oriented and proactive Executive (Compliance, Accounts & Administration)...
-
Compliance Officer
1 week ago
Mumbai, Maharashtra, India Equirus Full time ₹ 5,00,000 - ₹ 15,00,000 per yearJob Description:About EquirusAbout Equirus WealthEquirus is a leading mid‐market investment bank with strong practices around M&A, PE, Capital Markets, Institutional Equities, Wealth Management, Insurance Broking, and Portfolio Management Services.For more details you can visit us at Equirus Wealth is a holistic Wealth Management platform founded in 2018...
-
Compliance Officer
11 hours ago
Mumbai, Maharashtra, India Russell Investments Full time ₹ 15,00,000 - ₹ 30,00,000 per yearBusiness Unit:Compliance, Risk and Internal AuditReporting To:Compliance ManagerShift:EMEA (1:30 pm - 10:30 pm IST) (India)About Russell Investments, Mumbai: Russell Investments is a leading outsourced financial partner and global investment solutions firm providing a wide range of investment capabilities to institutional investors, financial...
-
Quality Compliance Analyst
4 days ago
Mumbai, Maharashtra, India Zama Organics Full time ₹ 3,50,000 per yearJob description:Product, Quality & Food TechnologistAbout Zama:Zama is more than a food brand — it's a celebration of India's culture, culinary diversity, and deep-rooted hospitality. We're on a mission to create meaningful connections between people and the food they enjoy, through stories that matter.About the Role:We're looking for someone who's as...
-
IT Business Analyst
2 weeks ago
Mumbai, Maharashtra, India Aliqan Services Private Limited Full time ₹ 12,00,000 - ₹ 18,00,000 per yearJob Title: IT - Business AnalystExperience : 5 to 8 yearsRelevant Exp. : 5+ yearsLocation: Mumbai (Hybrid)Job SummaryThe Senior IT Business Analyst will be a crucial link between the business, compliance, and IT development teams, specializing in Regulatory Reporting within the financial or capital markets domain. This role requires a strong background in...