Operations/Compliance

1 day ago

Mumbai India Right Returns Financial Planning Full time

Job Description The role involves working in execution, reporting and compliance area. It would involve successfully supporting team members as well as bringing clients on the same page on the purpose and process of execution, reporting and compliance. While the role represents a valued work ethic at the firm, it also reflects on the perception of the clients on the firm's standing above board in its transactions. Responsibilities Understand SEBI requirements for Investment Advisor and Mutual Fund Distributor compliance and support in implementing the necessary systems and documentation. Supporting data accuracy and periodic reporting to clients Supporting executing of transactions for clients Qualifications Graduate in related discipline 2-3 years of experience in Operations Methodical/systematic approach to work Good reading comprehension Excellent verbal and written communication skills Work environment and compensation We are small sized team with versatile skills and diverse backgrounds and approaches. The organization is quite flat and client interaction and job satisfaction are amongst our strengths. Compensation will be fair and in line with industry standards.

  • Operation Ops. Excellence

    1 week ago

    Navi Mumbai, Mumbai, India GoldenHire Consultancy Full time

    Job Description Job Description Operations Ops. Excellence & Compliance Location: Navi Mumbai, Maharashtra, India Position Type: Full-Time Education & Qualifications - Bachelor's degree in Engineering (Electrical/Mechanical/Industrial). - Preferred: MBA (Operations/Quality Management). - Desirable: Lean Six Sigma (GB/BB), PMP, ISO 9001 Lead Auditor, ISO...

  • Operations/Compliance

    5 days ago

    Mumbai, India Right Returns Financial Planning Full time

    The role involves working in execution, reporting and compliance area. It would involve successfully supporting team members as well as bringing clients on the same page on the purpose and process of execution, reporting and compliance. While the role represents a valued work ethic at the firm, it also reflects on the perception of the clients on the firm's...

  • Operations/Compliance

    1 week ago

    mumbai, India Right Returns Financial Planning Full time

    The role involves working in execution, reporting and compliance area. It would involve successfully supporting team members as well as bringing clients on the same page on the purpose and process of execution, reporting and compliance. While the role represents a valued work ethic at the firm, it also reflects on the perception of the clients on the firm's...

  • Operations/Compliance

    1 week ago

    Mumbai, India Right Returns Financial Planning Full time

    The role involves working in execution, reporting and compliance area. It would involve successfully supporting team members as well as bringing clients on the same page on the purpose and process of execution, reporting and compliance. While the role represents a valued work ethic at the firm, it also reflects on the perception of the clients on the firm's...

  • Operations/Compliance

    6 days ago

    Mumbai, India Right Returns Financial Planning Full time

    The role involves working in execution, reporting and compliance area. It would involve successfully supporting team members as well as bringing clients on the same page on the purpose and process of execution, reporting and compliance. While the role represents a valued work ethic at the firm, it also reflects on the perception of the clients on the firm's...

  • Compliance Operation

    2 weeks ago

    Mumbai, Maharashtra, India GEPL Capital Full time

    **About the job**: **What you will do**: - Manage daily exchange submissions and ensure timely compliance reporting. - Conduct periodic policy reviews and oversee internal, external, and SEBI audits. - Analyze UCC and billing in accordance with exchange norms. - Ensure proper reconciliation and monitoring of financial transactions. - Coordinate...

  • Operations/Compliance

    4 days ago

    Mumbai, Maharashtra, India 1c68512f-85fc-430e-9df5-cb7de053bba2 Full time ₹ 2,00,000 - ₹ 5,00,000 per year

    The role involves working in execution, reporting and compliance area. It would involve successfully supporting team members as well as clients on the same page on the purpose and process of execution, reporting and compliance. While the role represents a valued work ethic at the firm, it also reflects on the perception of the clients on the firm's standing...

  • Operations and Compliance

    4 days ago

    Tardeo, Mumbai, Maharashtra, India SaffronBizz Solutions LLP Full time

    We have an excellent opportunity for the profile of **Operations and Compliance.** **Qualification**: Prior experience at a PMS is needed. **Experience**: 2-4 years **Location**: Tardeo / Worli 1. Operations Management + on-boarding of clients with the relevant documentation; maintain all the relevant documentation (disclosure document,...

  • Junior Compliances

    4 weeks ago

    India PayRup Full time

    About Payrup Payrup is a rapidly growing fintech platform delivering B2B and B2C financial solutions, including Micro ATM, AEPS, DMT, BBPS, prepaid instruments, API-based services, and digital payment infrastructure. We are strengthening our compliance and regulatory operations to support our expansion and ensure secure, seamless, and compliant financial...

  • Compliance:Group Head

    5 days ago

    Mumbai, India Axis Bank Full time

    Job Description Compliance:Group Head - Compliance , Operations & Investigations INTERNAL USAGE: No. of Vacancies: Reports to: Bimal Bhattacharyya Is a Team leader Yes Team Size: 5 Grade: xxx Business: Corporate Centre Department: Compliance Sub-Department: Location: Mumbai About Compliance Compliance department assists the Board and top management in...