Operations/Compliance

5 days ago

Mumbai, India Right Returns Financial Planning Full time

The role involves working in execution, reporting and compliance area. It would involve successfully supporting team members as well as bringing clients on the same page on the purpose and process of execution, reporting and compliance. While the role represents a valued work ethic at the firm, it also reflects on the perception of the clients on the firm's standing above board in its transactions. Responsibilities Understand SEBI requirements for Investment Advisor and Mutual Fund Distributor compliance and support in implementing the necessary systems and documentation. Supporting data accuracy and periodic reporting to clients Supporting executing of transactions for clients Qualifications Graduate in related discipline 2-3 years of experience in Operations Methodical/systematic approach to work Good reading comprehension Excellent verbal and written communication skills Work environment and compensation We are small sized team with versatile skills and diverse backgrounds and approaches. The organization is quite flat and client interaction and job satisfaction are amongst our strengths. Compensation will be fair and in line with industry standards.

  • Operations/Compliance

    1 week ago

    Mumbai, India Right Returns Financial Planning Full time

    The role involves working in execution, reporting and compliance area. It would involve successfully supporting team members as well as bringing clients on the same page on the purpose and process of execution, reporting and compliance. While the role represents a valued work ethic at the firm, it also reflects on the perception of the clients on the firm's...

  • Operations/Compliance

    1 week ago

    mumbai, India Right Returns Financial Planning Full time

    The role involves working in execution, reporting and compliance area. It would involve successfully supporting team members as well as bringing clients on the same page on the purpose and process of execution, reporting and compliance. While the role represents a valued work ethic at the firm, it also reflects on the perception of the clients on the firm's...

  • Operations/Compliance

    6 days ago

    Mumbai, India Right Returns Financial Planning Full time

    The role involves working in execution, reporting and compliance area. It would involve successfully supporting team members as well as bringing clients on the same page on the purpose and process of execution, reporting and compliance. While the role represents a valued work ethic at the firm, it also reflects on the perception of the clients on the firm's...

  • Compliance Operation

    2 weeks ago

    Mumbai, Maharashtra, India GEPL Capital Full time

    **About the job**: **What you will do**: - Manage daily exchange submissions and ensure timely compliance reporting. - Conduct periodic policy reviews and oversee internal, external, and SEBI audits. - Analyze UCC and billing in accordance with exchange norms. - Ensure proper reconciliation and monitoring of financial transactions. - Coordinate...

  • Operations/Compliance

    4 days ago

    Mumbai, Maharashtra, India 1c68512f-85fc-430e-9df5-cb7de053bba2 Full time ₹ 2,00,000 - ₹ 5,00,000 per year

    The role involves working in execution, reporting and compliance area. It would involve successfully supporting team members as well as clients on the same page on the purpose and process of execution, reporting and compliance. While the role represents a valued work ethic at the firm, it also reflects on the perception of the clients on the firm's standing...

  • Operations and Compliance

    4 days ago

    Tardeo, Mumbai, Maharashtra, India SaffronBizz Solutions LLP Full time

    We have an excellent opportunity for the profile of **Operations and Compliance.** **Qualification**: Prior experience at a PMS is needed. **Experience**: 2-4 years **Location**: Tardeo / Worli 1. Operations Management + on-boarding of clients with the relevant documentation; maintain all the relevant documentation (disclosure document,...

  • Operations/Compliance

    1 day ago

    Mumbai, India Right Returns Financial Planning Full time

    Job Description The role involves working in execution, reporting and compliance area. It would involve successfully supporting team members as well as bringing clients on the same page on the purpose and process of execution, reporting and compliance. While the role represents a valued work ethic at the firm, it also reflects on the perception of the...

  • Compliance and Operations Officer

    2 days ago

    Mumbai, Maharashtra, India Radha Investment Advisors LLP Full time ₹ 4,50,000 - ₹ 9,00,000 per year

    Designation: Compliance and Operations officerRole: Compliance and OperationsDepartment: Fund Management TeamLocation: Nariman Point, MumbaiJoining Date: ImmediateEmployment Type: Full – TimeQualification: Post Graduate (M.Com/MBA/M.A/M.Sc/CA/CS/CWA/CFA)Experience: 0 - 3 yearsMandatory Requirement:a) Should be Post Graduate.b) Must obtain NISM - AIF...

  • Operations Compliance Advisor

    2 weeks ago

    Mumbai, India Equinix Full time

    Who are we? Equinix is the world’s digital infrastructure company®, shortening the path to connectivity to enable the innovations that enrich our work, life and planet. A place where bold ideas are welcomed, human connection is valued, and everyone has the opportunity to shape their future. Joining our operations team means being at the center of...

  • Junior Accountant

    2 weeks ago

    Navi Mumbai, India Sovos Compliance Full time

    Build your future with Sovos. If you're seeking a career where innovation meets impact, you've come to the right place. As a global leader, Sovos is transforming tax compliance from a business requirement to a force for growth while revolutionizing how businesses navigate the ever-changing regulatory landscape. At Sovos, we're dedicated to more than just...