Compliance Operation
2 weeks ago
**About the job**:
**What you will do**:
- Manage daily exchange submissions and ensure timely compliance reporting.
- Conduct periodic policy reviews and oversee internal, external, and SEBI audits.
- Analyze UCC and billing in accordance with exchange norms.
- Ensure proper reconciliation and monitoring of financial transactions.
- Coordinate inter-department audits to ensure smooth operations and compliance.
**Compensation**:
- Based on industry standards
**Role**
- Legal & Compliance Role
**Salary**
- As per industry standard
**Industry**
- Broking /NBFC
**Functional Area**
- Compliance, inter dept audit
**Role Category**
- Compliance
**Job Type**
- Full-Time
**Education**
- B.Com
**Key Skills**
- Advanced proficiency in Excel
NISM-Series-III: Securities Intermediaries Compliance (preferred)
- experience in compliance within the broking industry.
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