Employee Compliance Governance Officer

2 weeks ago


Bengaluru Karnataka, India Deutsche Bank Full time

**Employee Compliance Governance Officer**:
**Job ID**:R0313831**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2024-01-24**Location**:Bangalore**Position Overview**:
**In Scope of Position based Promotions (INTERNAL only)**

**Job Title : Employee Compliance Global Compliance Officer**

**Location : Bangalore**

**Role Description**:
Employee Compliance’s (EC) core function is to provide effective advice and tools to enable Deutsche Bank employees to observe the highest standards of individual behavior and conduct and to assess, monitor and report on Compliance risks posed by Employees and Contingent Workers associated with, amongst others, the following areas: Personal Account Dealing (PAD); Private Investment Transactions (PIT); Outside Business Interests (OBI); Employee Compliance Attestations; and Licensing & Registrations (L&R).

The EC programme is undergoing a significant transformation in terms of policy, processes and supporting systems and controls. You will be responsible for supporting EC in achieving the programmes existing and transformational goals through the establishment and development of globally consistent minimum standards according to risk appetite and best practice.

**What we’ll offer you**

As part of our flexible scheme, here are just some of the benefits that you’ll enjoy
- Best in class leave policy
- Gender neutral parental leaves
- 100% reimbursement under childcare assistance benefit (gender neutral)
- Sponsorship for Industry relevant certifications and education
- Employee Assistance Program for you and your family members
- Comprehensive Hospitalization Insurance for you and your dependents
- Accident and Term life Insurance
- Complementary Health screening for 35 yrs. and above

**Your key responsibilities**
- Provide trusted advisory support to the EC team on the Bank’s policies (eg PAD, PIT, OBI, L&R) and the associated controls to ensure minimum standards, risk appetite and processes are documented, implemented and communicated on a globally consistent basis
- Supporting the development and management of EC’s key programmes eg Quality Assurance, Breach and Consequence Management, attestations, staff training, employee licensing, control management
- Supporting the development and management of EC’s systems eg monitoring of system logic, gathering of requirements, UAT testing as needed
- Supporting the development and management of EC’s governance activities eg EC control inventory, decision logs, Management Information, commitment tracker, regulatory inventory
- Supporting ongoing stakeholder coordination for internal and external audits, assurance and testing
- Supporting data controller activities eg ensuring EC data is stored, provided, migrated, and managed in data repositories in line with regulation and bank standards

**Your skills and experience**
- Experience in interpreting global regulatory expectations as they relate to PAD, PIT, OBI and L&R policy and processes
- Understanding of operational processes to support PAD, PIT, OBI and L&R programmes
- Experience of managing large data sets and technology development initiatives
- Understanding of strong governance controls and processes in a compliance environment

**How we’ll support you**
- Training and development to help you excel in your career
- Coaching and support from experts in your team
- A culture of continuous learning to aid progression
- A range of flexible benefits that you can tailor to suit your needs

**About us and our teams**

Please visit our company website for further information:
Our values define the working environment we strive to create - diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer.

Visit Inside Deutsche Bank to discover more about the culture of Deutsche Bank including Diversity, Equity & Inclusion, Leadership, Learning, Future of Work and more besides.


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