Compliance-Bengaluru-Analyst-E-Communications Compliance
3 weeks ago
Global Compliance – Communication Compliance - Overview
The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments, and high-net-worth individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in London, Frankfurt, Tokyo, Hong Kong and other major financial centers around the world.
Our business principle #2 states: “We are dedicated to complying fully with the letter and spirit of the laws, rules and ethical principles that govern us. Our continued success depends upon unswerving adherence to this standard.”
It is the role of Goldman Sachs’ Global Compliance Division to help ensure that every employee and client of the firm upholds this principle. Accordingly, the Division is viewed as an integral part of the firm, enabling it to conduct business confidently in complex global markets.
The successful candidate will be responsible for reviewing the electronic communications of Goldman Sachs employees to mitigate reputational and regulatory risk to the firm. The review process will mainly focus on possible breaches of the law, the rules & regulations governing the securities and banking industries, as well as internal firm policy. The Communications Compliance team works closely with other teams within Compliance, Legal, Employee Relations, Global Cyber Defense & Intelligence and Engineering. Team members have the opportunity to manage projects, participate in firm wide initiatives, and conduct training.
Principal Responsibilities:
Utilize e-communications surveillance systems to review messages for content, appropriateness, regulatory compliance, and the misuse of confidential information (among other risks) Identify, document, and resolve potential regulatory/compliance issues Partner with coverage area and generate and review monthly reporting summaries on issues identified Liaise with other teams within Compliance, Legal, Employee Relations and/or business management to assess and assign risk and follow up on issues identified during review of e-communications Create and test new surveillances; create efficiencies with existing surveillances Design, testing, and maintenance of E-Communication surveillance (with particular focus on voice-based surveillances) Manage integration of systems to ensure surveillance quality and behavior across innovative new platforms Partner with Engineering to design, build, and test retention feed solutions for 3rd party applicationsBasic Qualifications:
Bachelor's degree Minimum 2-6 years of experience, preferably in the financial services industry Subject Matter Expertise and practical experience in building out or managing e-communication surveillances Basic understanding about Financial market regulations and Compliance is desirable Additional language skills preferred Attention to detail and strong follow-up skills Excellent oral and written communications skills Strong interpersonal skills Excellent problem-solving skills with the ability to exercise sound and balanced judgment Ability to handle multiple tasks simultaneously and work under pressure Prior document and/or e-discovery review experience a plus Ability to juggle competing priorities and stakeholder concerns Ability to quickly grasp complex concepts, including global business and regulatory matters Professional maturity and confidence in expressing a point of view with senior management
-
Compliance Analyst
3 weeks ago
Bengaluru, India Bizprout Corporate Solutions Pvt Ltd Full timeCompany DescriptionBizprout Corporate Solutions Pvt Ltd is a Bangalore-based company that offers scalable process management solutions and expertise in accounting, payroll, and HR services. BIZPROUT provides various solutions that address the strategic objectives of corporate houses while ensuring improved transparency, accountability, and an uncompromising...
-
Compliance Analyst
3 weeks ago
Greater Bengaluru Area, India Bizprout Corporate Solutions Pvt Ltd Full timeCompany DescriptionBizprout Corporate Solutions Pvt Ltd is a Bangalore-based company that offers scalable process management solutions and expertise in accounting, payroll, and HR services. BIZPROUT provides various solutions that address the strategic objectives of corporate houses while ensuring improved transparency, accountability, and an uncompromising...
-
Compliance Analyst
3 weeks ago
Greater Bengaluru Area, India Bizprout Corporate Solutions Pvt Ltd Full timeCompany Description Bizprout Corporate Solutions Pvt Ltd is a Bangalore-based company that offers scalable process management solutions and expertise in accounting, payroll, and HR services. BIZPROUT provides various solutions that address the strategic objectives of corporate houses while ensuring improved transparency, accountability, and an...
-
Bengaluru, India Goldman Sachs Full timeOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...
-
Compliance Analyst
1 month ago
Bengaluru, India Mbanq Full timeAbout Us:Mbanq is a Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq’s solutions are suitable for both retail and corporate clients. Consumer use cases supported range from the basic debit...
-
Bengaluru, India Goldman Sachs Full timeOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...
-
Bengaluru, India Goldman Sachs Full timeOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...
-
Bengaluru, India ASSPL - Maharashtra Full timeThis role is part of the rekindle returnship programNote : For more details on rekindle program, pls visit - Amazon India is seeking a Tax Analyst - Indirect Tax to be based in Bengaluru. This position will be responsible for working on Indirect tax compliance matters, GST audits, projects and automation. The person would provide support on various business...
-
E-Invoice Compliance Manager
3 days ago
Bengaluru, India Levi Strauss & Co Full timeJOB DESCRIPTION You’re an original. So are we. We’re a company of people who like to forge our own path. We invented the blue jean in 1873, and we reinvented khaki pants in 1986. We pioneered labour and environmental guidelines in manufacturing. And we build sustainability into everything we do. Our brands stand for freedom and self-expression...
-
Compliance-Bengaluru-Analyst-Project Management
1 month ago
Bengaluru, India Goldman Sachs Full timeThe Compliance Engineering Delivery Management is a centralized group within Compliance Engineering that enables Compliance and Compliance Engineering teams to work efficiently and effectively by performing the following functions: (i) designing, implementing, and coordinating Compliance Engineering control frameworks; (ii) managing delivery of strategic...
-
Bengaluru, India Goldman Sachs Full timeThe Compliance Engineering Delivery Management Team is a centralized group within Compliance that performs the following functions: Unify and enhance core Compliance systems. Implement, oversee, and deliver strategic Compliance technology solutions. Design, implement and coordinate global Compliance frameworks. Communicate Compliance Engineering...
-
Bengaluru, India Goldman Sachs Full timeOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...
-
Compliance Analyst
2 weeks ago
Bengaluru, India Murf AI Full timeCompany IntroductionAtMurf.ai , we're simplifying multimedia creation by harnessing the power of artificial intelligence. Our platform empowers users to craft high-quality voiceovers effortlessly, without the need for recording equipment. With a global reach spanning 150+ countries and over 4 million registered users, Murf.ai has experienced an impressive 6X...
-
Compliance Officer
4 weeks ago
Bengaluru, India Career-guide Full timeManaging Statutory Compliances related to PF, ESIC, PT etc., - Getting Registration, Renewals, Filings - Handling operational activities of Compliances - Managing compliances using the software tool - Extensively using excel to update and manage compliances - Any other tasks as may be assigned **Salary**: From ₹289,745.55 per year **Benefits**: - Health...
-
Senior Analyst
2 weeks ago
Bengaluru, India CAPCO Full timeSenior Analyst - Payroll and Compliance at Capco India - Bengaluru Joining Capco means joining an Organization that is committed to an inclusive working environment where you’re encouraged to #BeYourselfAtWork. We celebrate individuality and recognize that diversity and inclusion, in all forms, is critical to success. It’s important to us that we...
-
Compliance Analyst
2 weeks ago
Bengaluru, India Murf AI Full timeCompany IntroductionAt Murf.ai, we're simplifying multimedia creation by harnessing the power of artificial intelligence. Our platform empowers users to craft high-quality voiceovers effortlessly, without the need for recording equipment. With a global reach spanning 150+ countries and over 4 million registered users, Murf.ai has experienced an impressive 6X...
-
Compliance Analyst
2 weeks ago
Bengaluru, India Murf AI Full timeCompany IntroductionAt Murf.ai, we're simplifying multimedia creation by harnessing the power of artificial intelligence. Our platform empowers users to craft high-quality voiceovers effortlessly, without the need for recording equipment. With a global reach spanning 150+ countries and over 4 million registered users, Murf.ai has experienced an impressive 6X...
-
Compliance Officer
1 month ago
Bengaluru, India Reupgrades Full timeWe are looking for a Compliance Officer with VEU (Victorian Energy Upgrades) experience, preferably someone who has worked with Australian campaigns related to VEU before. **Job Title**: Compliance Officer **Location**:No 168, 2nd Flr, Sri Sapthagiri Complex, 2nd Main Rd, NGEF Layout, Kasturi Nagar, Bengaluru, Karnataka 560043 **Job Type**:...
-
Compliance Officer
4 weeks ago
Bengaluru, India LRI Invest S.A. Full time**Compliance** Officer** Role Location: India Department: Compliance Employment Type: Permanent The Role & Key Responsibilities: **Job **Responsibilities**: - The role will be based in India with primary support to Singapore and wider Asia Pacific countries including Australia, China, Hong Kong, India, Japan & New Zealand as appropriate. General scope of...
-
Bengaluru, India Goldman Sachs Full timeOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...