Compliance Officer

3 weeks ago


Bengaluru, Karnataka, India iimjobs Full time
Compliance Officer - CS/LLB

Responsibilities:

  • Develop and implement compliance policies and procedures in alignment with regulatory requirements for NBFC operations.
  • Conduct regular risk assessments and audits to ensure adherence to legal and regulatory standards.
  • Stay updated on changes in financial regulations and communicate updates to the leadership team.
  • Collaborate with internal departments to integrate compliance considerations into business processes.
  • Prepare and submit regulatory reports as required by relevant authorities.
  • Respond to regulatory inquiries and manage relationships with regulatory bodies.
  • Conduct training sessions for employees to promote a culture of compliance awareness.
  • Investigate and address compliance issues, providing recommendations for corrective action.

Requirements:

  • Bachelor's degree in Law, Finance, or related field; CS/CA qualification is mandatory.
  • Minimum of 45 years of specific RBI compliance experience.
  • Over 7 years of overall experience in a compliance role within the financial sector, particularly with Banks/ NBFCs.
  • Indepth knowledge of Indian financial regulations and compliance frameworks.
  • Strong analytical and problemsolving skills.
  • Excellent communication and interpersonal abilities.
  • Ability to work independently and collaboratively in a dynamic environment.


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