Manager
2 months ago
We are urgently hiring for Compliance Manager JOB DESCRIPTION: Experience 4 to 8 Years In Mutual Funds Qualifications B.Com, ACS Industry - Mutual Fund Department Legal & ComplianceReporting to Head Legal & Compliance
Roles and Responsibilities:
(a) Responsible for reviewing, monitoring, and filing of Advertising Materials, PPTs, Articles, Fact
Sheets
(b) Responsible for reviewing, interpreting, monitoring and implementation of circulars /
notifications issued by SEBI / AMFI / PMLA
(c) Responsible for preparation of various Reports to file with SEBI / AMFI / Board of Directors of
Asset Management Company / Trustee Company from time to time as per SEBI Mutual Fund
Regulations, 1996.
(d) Responsible for due diligence / verification
of Compliance Policies and Compliance Manual(e) Responsible for Pre and Post Committee Meeting Functions Preparation of Agenda papers,
Reports, Minutes etc.
(f) Responsible for Preparation & Updation of Scheme Information Document / Key Information
Memorandum / Statement of Additional Information
(g) Responsible for verification of compliances of various acts applicable to the AMC, Trustee and
Mutual Fund
(h) Co-ordination with the Internal and Statutory Auditors
(i) Co-ordination within the Internal Departments
(j) Maintenance of Statutory Records and MIS
JOB TYPE
Work Day:Full Time
Salary:Negotiable
JOB REQUIREMENTS
Minimal experience:Unspecified
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