Manager

1 month ago


Next Job, India Nxtdos Pvt Ltd Full time

We are urgently hiring for Compliance Manager JOB DESCRIPTION: Experience 4 to 8 Years In Mutual Funds Qualifications B.Com, ACS Industry - Mutual Fund Department Legal & ComplianceReporting to Head Legal & Compliance

Roles and Responsibilities:
(a) Responsible for reviewing, monitoring, and filing of Advertising Materials, PPTs, Articles, Fact

Sheets

(b) Responsible for reviewing, interpreting, monitoring and implementation of circulars /

notifications issued by SEBI / AMFI / PMLA

(c) Responsible for preparation of various Reports to file with SEBI / AMFI / Board of Directors of

Asset Management Company / Trustee Company from time to time as per SEBI Mutual Fund

Regulations, 1996.

(d) Responsible for due diligence / verification

of Compliance Policies and Compliance Manual(e) Responsible for Pre and Post Committee Meeting Functions Preparation of Agenda papers,

Reports, Minutes etc.

(f) Responsible for Preparation & Updation of Scheme Information Document / Key Information

Memorandum / Statement of Additional Information

(g) Responsible for verification of compliances of various acts applicable to the AMC, Trustee and

Mutual Fund

(h) Co-ordination with the Internal and Statutory Auditors

(i) Co-ordination within the Internal Departments

(j) Maintenance of Statutory Records and MIS

JOB TYPE

Work Day:Full Time

Salary:Negotiable

JOB REQUIREMENTS

Minimal experience:Unspecified


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