PMS Compliance Officer
1 week ago
Company Description At Stellar ( we're building AI-powered wealth management for modern Indians. Powered by advanced AI and institutional-grade quantitative research, Stellar Capital Management helps modern Indians achieve smooth net worth growth. The company focuses on true risk diversification that complements a holistic financial picture. Clients experience hyper-personalized investment management with unmatched transparency and convenience. Compensation Highlights Top-of-market cash compensation Free access to Stellar's employee-only investment fund Role Description We are recruiting for a versatile PMS Compliance Officer & Company Secretary : Compliance Ownership Lead end-to-end compliance processes and liaisoning across SEBI, RoC, and other regulatory bodies, including for initial PMS license procurement Proactively anticipate regulatory changes and adapt compliance processes ahead of formal announcements Undertake the responsibilities of our designated company secretary Governance, Legal, and Finance Coordination Coordinate closely with external CA, legal advisors, and internal stakeholders to uphold impeccable corporate governance Manage internal financial operations Preferred Background Experience: 5+ years in compliance and operations for a SEBI-registered PMS, with a track record of successfully navigating regulatory audits Education: Qualifications in CS (eligible to be the designated CS) Versatility: Enthusiastic about proactively taking ownership of diverse responsibilities across compliance and operations Bonus: Zero-to-one experience at fintech startups and interest in staying fluent in modern AI tools Stellar Culture Fulfilment through the best work of our lives Pursuit of Excellence We are not a family; we are a high-performance sports team- and our sport is solving users' problems
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PMS Compliance Officer
18 hours ago
Mumbai, India Stellar Capital Management Full timeCompany Description At Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles. How are we different? 1) Intelligence Institutional-grade AI and quantitative research — carefully crafted...
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PMS Compliance Officer
9 hours ago
Mumbai, India Optima Full timeCompany Description At Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles. How are we different? 1) Intelligence Institutional-grade AI and quantitative research — carefully crafted...
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PMS Compliance Officer
18 hours ago
Mumbai, India Stellar Capital Management Full timeCompany DescriptionAt Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles.How are we different?1) IntelligenceInstitutional-grade AI and quantitative research — carefully crafted for...
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PMS Compliance Officer
9 hours ago
Mumbai, India Optima Full timeCompany DescriptionAt Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles.How are we different?1) IntelligenceInstitutional-grade AI and quantitative research — carefully crafted for...
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PMS Compliance Officer
1 hour ago
Mumbai, India Optima Full timeCompany DescriptionAt Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles.How are we different?1) IntelligenceInstitutional-grade AI and quantitative research — carefully crafted for...
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PMS Compliance Officer
22 minutes ago
Mumbai, India Optima Full timeCompany Description At Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles. How are we different? 1) Intelligence Institutional-grade AI and quantitative research — carefully crafted...
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PMS Compliance Officer
2 days ago
Mumbai, India Stellar Capital Management Full timeCompany Description At Optima.ai, we're crafting intelligent wealth management for the new India. We're not here to just digitize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles. How are we different? 1) Intelligence Institutional-grade AI and quantitative research — carefully...
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PMS Compliance Officer
2 weeks ago
Mumbai, Maharashtra, India Stellar Capital Management Full time ₹ 12,00,000 - ₹ 24,00,000 per yearCompany DescriptionAt Stellar ), we're building AI-powered wealth management for modern Indians.Powered by advanced AI and institutional-grade quantitative research, Stellar Capital Management helps modern Indians achieve smooth net worth growth. The company focuses on true risk diversification that complements a holistic financial picture. Clients...
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▷ Immediate Start! Compliance Officer
3 weeks ago
Mumbai, India SKS Enterpprises - Human Resource Planning and Management Full timeJob Title: Compliance Officer – AIF/PMS Location: Mumbai (Andheri) Experience Required: 6–7 years About the Role: We are looking for an experienced Compliance Officer to manage and oversee compliance for our Alternative Investment Fund (AIF) and Portfolio Management Services (PMS) business. The role involves ensuring adherence to SEBI regulations,...
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PMS Compliance Officer
1 week ago
Mumbai, India Stellar Capital Management Full timeCompany Description At Stellar ( we're building AI-powered wealth management for modern Indians. Powered by advanced AI and institutional-grade quantitative research, Stellar Capital Management helps modern Indians achieve smooth net worth growth. The company focuses on true risk diversification that complements a holistic financial picture. Clients...
