PMS Compliance Officer
17 hours ago
Company DescriptionAt Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles.How are we different?1) IntelligenceInstitutional-grade AI and quantitative research — carefully crafted for human context2) PersonalizationEach portfolio is built from scratch — engineered to dynamically evolve with you3) ExperienceYour thoughts to our actions — a wealth experience so delightful it will help you sleep better4) SafetyUnmatched transparency and security — well beyond just compliance requirementsCompensation HighlightsTop-of-market cash compensationFree access to our employee-only investment fundRole DescriptionWe are recruiting for a versatile PMS Compliance Officer to ensure high standards of compliance and corporate governance:Lead end-to-end compliance processes and liaisoning across SEBI, RoC, and other regulatory bodies, including for initial PMS license procurementProactively anticipate regulatory changes and adapt compliance processes ahead of formal announcementsUndertake the responsibilities of our designated company secretaryCoordinate closely with external CA, legal advisors, and internal stakeholders to uphold impeccable corporate governanceManage internal financial operationsPreferred BackgroundExperience: 5+ years in compliance and operations for a SEBI-registered PMS, with a track record of successfully navigating regulatory auditsEducation: Qualifications in CS (eligible to be the designated CS)Versatility: Enthusiastic about proactively taking ownership of diverse responsibilities across compliance and operationsBonus: Zero-to-one experience at fintech startups and interest in staying fluent in modern AI toolsCulture CodeFulfilment through the best work of our livesPursuit of ExcellenceWe are not a family; we are a high-performance sports team- and our sport is solving users' problemsTalent DensityWe prefer to hire one AI-augmented superhuman over five average players- that's why we offer top-of-market compensation and free access to the employee-only fundRelentless InnovationDare to solve daunting problems with first principles thinking, multidisciplinary ingenuity, resourcefulness, and gritThe Fast and The CuriousThe speed of execution and improvement matters more than perfectionRadical CandorBeing kind is more important than being nice- say what people need to hear, not what you think they want to hear, and actively seek feedbackTruth Alone TriumphsChange your mind when the facts change, and don't fool yourself with vanity metrics (Delulu is not the solulu)Pride in CraftsmanshipWhat we build ends up building us- this is more than "just work"Fewer Rules RuleThrive in freedom by being self-motivated, taking ownership, and always acting in our best interestsContactShare your resume directly with us at .
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PMS Compliance Officer
17 hours ago
Mumbai, India Stellar Capital Management Full timeCompany Description At Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles. How are we different? 1) Intelligence Institutional-grade AI and quantitative research — carefully crafted...
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PMS Compliance Officer
8 hours ago
Mumbai, India Optima Full timeCompany Description At Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles. How are we different? 1) Intelligence Institutional-grade AI and quantitative research — carefully crafted...
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PMS Compliance Officer
8 hours ago
Mumbai, India Optima Full timeCompany DescriptionAt Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles.How are we different?1) IntelligenceInstitutional-grade AI and quantitative research — carefully crafted for...
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PMS Compliance Officer
10 minutes ago
Mumbai, India Optima Full timeCompany DescriptionAt Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles.How are we different?1) IntelligenceInstitutional-grade AI and quantitative research — carefully crafted for...
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PMS Compliance Officer
2 days ago
Mumbai, India Stellar Capital Management Full timeCompany Description At Optima.ai, we're crafting intelligent wealth management for the new India. We're not here to just digitize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles. How are we different? 1) Intelligence Institutional-grade AI and quantitative research — carefully...
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PMS Compliance Officer
2 weeks ago
Mumbai, Maharashtra, India Stellar Capital Management Full time ₹ 12,00,000 - ₹ 24,00,000 per yearCompany DescriptionAt Stellar ), we're building AI-powered wealth management for modern Indians.Powered by advanced AI and institutional-grade quantitative research, Stellar Capital Management helps modern Indians achieve smooth net worth growth. The company focuses on true risk diversification that complements a holistic financial picture. Clients...
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▷ Immediate Start! Compliance Officer
3 weeks ago
Mumbai, India SKS Enterpprises - Human Resource Planning and Management Full timeJob Title: Compliance Officer – AIF/PMS Location: Mumbai (Andheri) Experience Required: 6–7 years About the Role: We are looking for an experienced Compliance Officer to manage and oversee compliance for our Alternative Investment Fund (AIF) and Portfolio Management Services (PMS) business. The role involves ensuring adherence to SEBI regulations,...
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PMS Compliance Officer
1 week ago
Mumbai, India Stellar Capital Management Full timeCompany Description At Stellar ( we're building AI-powered wealth management for modern Indians. Powered by advanced AI and institutional-grade quantitative research, Stellar Capital Management helps modern Indians achieve smooth net worth growth. The company focuses on true risk diversification that complements a holistic financial picture. Clients...
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PMS Compliance Officer
1 week ago
Mumbai, India Stellar Capital Management Full timeCompany Description At Stellar ( we're building AI-powered wealth management for modern Indians. Powered by advanced AI and institutional-grade quantitative research, Stellar Capital Management helps modern Indians achieve smooth net worth growth. The company focuses on true risk diversification that complements a holistic financial picture. Clients...
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PMS Compliance Officer
1 week ago
Mumbai, India Stellar Capital Management Full timeCompany Description At Stellar ( we're building AI-powered wealth management for modern Indians. Powered by advanced AI and institutional-grade quantitative research, Stellar Capital Management helps modern Indians achieve smooth net worth growth. The company focuses on true risk diversification that complements a holistic financial picture. Clients...
