PMS Compliance Officer
2 days ago
Company Description At Optima.ai, we're crafting intelligent wealth management for the new India. We're not here to just digitize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles. How are we different? 1) Intelligence Institutional-grade AI and quantitative research — carefully crafted for human context 2) Personalization Each portfolio is built from scratch — engineered to dynamically evolve with you 3) Experience Your thoughts to our actions — a wealth experience so delightful it will help you sleep better 4) Safety Unmatched transparency and security — well beyond just compliance requirements Compensation Highlights - Top-of-market cash compensation - Free access to our employee-only investment fund Role Description We are recruiting for a versatile PMS Compliance Officer to ensure high standards of compliance and corporate governance: - Lead end-to-end compliance processes and liaisoning across SEBI, RoC, and other regulatory bodies, including for initial PMS license procurement - Proactively anticipate regulatory changes and adapt compliance processes ahead of formal announcements - Undertake the responsibilities of our designated company secretary - Coordinate closely with external CA, legal advisors, and internal stakeholders to uphold impeccable corporate governance - Manage internal financial operations Preferred Background - Experience: 5+ years in compliance and operations for a SEBI-registered PMS, with a track record of successfully navigating regulatory audits - Education: Qualifications in CS (eligible to be the designated CS) - Versatility: Enthusiastic about proactively taking ownership of diverse responsibilities across compliance and operations - Bonus: Zero-to-one experience at fintech startups and interest in staying fluent in modern AI tools Stellar Culture Fulfilment through the best work of our lives 🌟 Pursuit of Excellence We are not a family; we are a high-performance sports team- and our sport is solving users' problems 🧠 Talent Density We prefer to hire one AI-augmented superhuman over five average players- that's why we offer top-of-market compensation and free access to the employee-only fund 💡 Relentless Innovation Dare to solve daunting problems with first principles thinking, multidisciplinary ingenuity, resourcefulness, and grit 🚀 The Fast and The Curious The speed of execution and improvement matters more than perfection 💭 Radical Candor Being kind is more important than being nice- say what people need to hear, not what you think they want to hear, and actively seek feedback 📊 Truth Alone Triumphs Change your mind when the facts change, and don't fool yourself with vanity metrics (Delulu is not the solulu) 🎨 Pride in Craftsmanship What we build ends up building us- this is more than "just work" 🦅 Fewer Rules Rule Thrive in freedom by being self-motivated, taking ownership, and always acting in Stellar's best interests Contact Share your resume directly with us at talent@optima.ai.
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PMS Compliance Officer
23 hours ago
Mumbai, India Stellar Capital Management Full timeCompany Description At Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles. How are we different? 1) Intelligence Institutional-grade AI and quantitative research — carefully crafted...
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PMS Compliance Officer
14 hours ago
Mumbai, India Optima Full timeCompany Description At Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles. How are we different? 1) Intelligence Institutional-grade AI and quantitative research — carefully crafted...
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PMS Compliance Officer
14 hours ago
Mumbai, India Optima Full timeCompany DescriptionAt Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles.How are we different?1) IntelligenceInstitutional-grade AI and quantitative research — carefully crafted for...
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PMS Compliance Officer
23 hours ago
Mumbai, India Stellar Capital Management Full timeCompany DescriptionAt Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles.How are we different?1) IntelligenceInstitutional-grade AI and quantitative research — carefully crafted for...
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PMS Compliance Officer
6 hours ago
Mumbai, India Optima Full timeCompany DescriptionAt Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles.How are we different?1) IntelligenceInstitutional-grade AI and quantitative research — carefully crafted for...
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PMS Compliance Officer
4 hours ago
mumbai, India Optima Full timeCompany DescriptionAt Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles.How are we different?1) IntelligenceInstitutional-grade AI and quantitative research — carefully crafted for...
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PMS Compliance Officer
2 hours ago
Mumbai, India Optima Full timeCompany DescriptionAt Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles.How are we different?1) IntelligenceInstitutional-grade AI and quantitative research — carefully crafted for...
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PMS Compliance Officer
5 hours ago
Mumbai, India Optima Full timeCompany Description At Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles. How are we different? 1) Intelligence Institutional-grade AI and quantitative research — carefully crafted...
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PMS Compliance Officer
2 hours ago
Mumbai, India Optima Full timeCompany Description At Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles. How are we different? 1) Intelligence Institutional-grade AI and quantitative research — carefully crafted...
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PMS Compliance Officer
2 weeks ago
Mumbai, Maharashtra, India Stellar Capital Management Full time ₹ 12,00,000 - ₹ 24,00,000 per yearCompany DescriptionAt Stellar ), we're building AI-powered wealth management for modern Indians.Powered by advanced AI and institutional-grade quantitative research, Stellar Capital Management helps modern Indians achieve smooth net worth growth. The company focuses on true risk diversification that complements a holistic financial picture. Clients...
