PMS Compliance Officer
9 hours ago
Company DescriptionAt Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles.How are we different?1) IntelligenceInstitutional-grade AI and quantitative research — carefully crafted for human context2) PersonalizationEach portfolio is built from scratch — engineered to dynamically evolve with you3) ExperienceYour thoughts to our actions — a wealth experience so delightful it will help you sleep better4) SafetyUnmatched transparency and security — well beyond just compliance requirementsCompensation HighlightsTop-of-market cash compensationFree access to our employee-only investment fundRole DescriptionWe are recruiting for a versatile PMS Compliance Officer to ensure high standards of compliance and corporate governance:Lead end-to-end compliance processes and liaisoning across SEBI, RoC, and other regulatory bodies, including for initial PMS license procurementProactively anticipate regulatory changes and adapt compliance processes ahead of formal announcementsUndertake the responsibilities of our designated company secretaryCoordinate closely with external CA, legal advisors, and internal stakeholders to uphold impeccable corporate governanceManage internal financial operationsPreferred BackgroundExperience: 5+ years in compliance and operations for a SEBI-registered PMS, with a track record of successfully navigating regulatory auditsEducation: Qualifications in CS (eligible to be the designated CS)Versatility: Enthusiastic about proactively taking ownership of diverse responsibilities across compliance and operationsBonus: Zero-to-one experience at fintech startups and interest in staying fluent in modern AI toolsCulture CodeFulfilment in your life's best workSpecial forces unitTalent density is critical — a lean team of exceptional operators moves faster and solves unstructured problems more effectively.First principles thinkingDare to make contrarian moves backed by first principles, and decide with clear intent because each release is a hypothesis.Progress over perfectionWe learn and iterate fast because we value compounding improvement more than immaculate beginnings.Craft as characterWhat we build ends up building us, and reflects who we are, so treat excellence as a habit.Obsessed with client delightThere is no such thing as client error — only design error; so cultivate deep empathy and respect worthy of the client's trust.Kindness (helpful) over niceness (pleasant)Say what people need to hear, not what they want to hear, and actively seek feedback.Own the outcomeWe don't need heroes — we need people who don't wait for heroes; use your freedom to act in Optima's best interest and keep moving.ContactShare your resume directly with us at talent@optima.ai.
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PMS Compliance Officer
18 hours ago
Mumbai, India Stellar Capital Management Full timeCompany Description At Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles. How are we different? 1) Intelligence Institutional-grade AI and quantitative research — carefully crafted...
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PMS Compliance Officer
9 hours ago
Mumbai, India Optima Full timeCompany Description At Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles. How are we different? 1) Intelligence Institutional-grade AI and quantitative research — carefully crafted...
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PMS Compliance Officer
18 hours ago
Mumbai, India Stellar Capital Management Full timeCompany DescriptionAt Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles.How are we different?1) IntelligenceInstitutional-grade AI and quantitative research — carefully crafted for...
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PMS Compliance Officer
21 minutes ago
Mumbai, India Optima Full timeCompany Description At Optima.ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles. How are we different? 1) Intelligence Institutional-grade AI and quantitative research — carefully crafted...
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PMS Compliance Officer
2 days ago
Mumbai, India Stellar Capital Management Full timeCompany Description At Optima.ai, we're crafting intelligent wealth management for the new India. We're not here to just digitize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles. How are we different? 1) Intelligence Institutional-grade AI and quantitative research — carefully...
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PMS Compliance Officer
2 weeks ago
Mumbai, Maharashtra, India Stellar Capital Management Full time ₹ 12,00,000 - ₹ 24,00,000 per yearCompany DescriptionAt Stellar ), we're building AI-powered wealth management for modern Indians.Powered by advanced AI and institutional-grade quantitative research, Stellar Capital Management helps modern Indians achieve smooth net worth growth. The company focuses on true risk diversification that complements a holistic financial picture. Clients...
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▷ Immediate Start! Compliance Officer
3 weeks ago
Mumbai, India SKS Enterpprises - Human Resource Planning and Management Full timeJob Title: Compliance Officer – AIF/PMS Location: Mumbai (Andheri) Experience Required: 6–7 years About the Role: We are looking for an experienced Compliance Officer to manage and oversee compliance for our Alternative Investment Fund (AIF) and Portfolio Management Services (PMS) business. The role involves ensuring adherence to SEBI regulations,...
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PMS Compliance Officer
1 week ago
Mumbai, India Stellar Capital Management Full timeCompany Description At Stellar ( we're building AI-powered wealth management for modern Indians. Powered by advanced AI and institutional-grade quantitative research, Stellar Capital Management helps modern Indians achieve smooth net worth growth. The company focuses on true risk diversification that complements a holistic financial picture. Clients...
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PMS Compliance Officer
1 week ago
Mumbai, India Stellar Capital Management Full timeCompany Description At Stellar ( we're building AI-powered wealth management for modern Indians. Powered by advanced AI and institutional-grade quantitative research, Stellar Capital Management helps modern Indians achieve smooth net worth growth. The company focuses on true risk diversification that complements a holistic financial picture. Clients...
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PMS Compliance Officer
1 week ago
Mumbai, India Stellar Capital Management Full timeCompany Description At Stellar ( we're building AI-powered wealth management for modern Indians. Powered by advanced AI and institutional-grade quantitative research, Stellar Capital Management helps modern Indians achieve smooth net worth growth. The company focuses on true risk diversification that complements a holistic financial picture. Clients...
