PMS Compliance Officer

4 days ago

Mumbai, Maharashtra, India Stellar Capital Management Full time ₹ 12,00,000 - ₹ 24,00,000 per year

Company Description

At Stellar ), we're building AI-powered wealth management for modern Indians.

Powered by advanced AI and institutional-grade quantitative research, Stellar Capital Management helps modern Indians achieve smooth net worth growth. The company focuses on true risk diversification that complements a holistic financial picture. Clients experience hyper-personalized investment management with unmatched transparency and convenience.

Compensation Highlights

  • Top-of-market cash compensation
  • Free access to Stellar's employee-only investment fund

Role Description

We are recruiting for a versatile

PMS Compliance Officer & Company Secretary
:

Compliance Ownership

  • Lead end-to-end compliance processes and liaisoning across SEBI, RoC, and other regulatory bodies, including for initial PMS license procurement
  • Proactively anticipate regulatory changes and adapt compliance processes ahead of formal announcements
  • Undertake the responsibilities of our designated company secretary

Governance, Legal, and Finance Coordination

  • Coordinate closely with external CA, legal advisors, and internal stakeholders to uphold impeccable corporate governance
  • Manage internal financial operations

Preferred Background

  • Experience: 5+ years in compliance and operations for a SEBI-registered PMS, with a track record of successfully navigating regulatory audits
  • Education: Qualifications in CS (eligible to be the designated CS)
  • Versatility: Enthusiastic about proactively taking ownership of diverse responsibilities across compliance and operations
  • Bonus: Zero-to-one experience at fintech startups and interest in staying fluent in modern AI tools

Stellar Culture

Fulfilment through the best work of our lives

Pursuit of Excellence

We are not a family; we are a high-performance sports team- and our sport is solving users' problems

Talent Density

We prefer to hire one AI-augmented superhuman over five average players- that's why we offer top-of-market compensation and free access to the employee-only fund

Relentless Innovation

Dare to solve daunting problems with first principles thinking, multidisciplinary ingenuity, resourcefulness, and grit

The Fast and The Curious

The speed of execution and improvement matters more than perfection

Radical Candor

Being kind is more important than being nice- say what people need to hear, not what you think they want to hear, and actively seek feedback

Truth Alone Triumphs

Change your mind when the facts change, and don't fool yourself with vanity metrics (Delulu is not the solulu)

Pride in Craftsmanship

What we build ends up building us- this is more than "just work"

Fewer Rules Rule

Thrive in freedom by being self-motivated, taking ownership, and always acting in Stellar's best interests

Contact

Share your resume directly with us at

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