Compliance Executive

4 days ago


Mumbai, Maharashtra, India Hdfc Securities Full time ₹ 9,00,000 - ₹ 12,00,000 per year

Role & responsibilities

  • Managing Teams handling SEBI-SCORES / ODR Complaints
  • Data Maintenace of complaints received from SEBI/Exchanges/Depositories
  • Handling Audit & Inspections from SEBI/Exchanges/Depositories time to time
  • Co-ordinate with internal stakeholders & regulators for complaint resolution
  • Adherence of all monthly quarterly regulatory submissions
  • Align with internal teams for process improvements
  • Problem solving approach
  • People management

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