Assistant Vice President Compliance

5 hours ago

Mumbai, Maharashtra, India Protium Full time

Company Description

Protium is a leading engineering-led, risk-focused lender operating in India. With a full stack approach, Protium offers lending services to MSMEs, consumers, and educational institutions through various channels including digital interfaces and dedicated sales teams. Protium uses proprietary models to assess revenues and growth, providing secured and unsecured lending solutions to small businesses and consumers in tier 1, 2, and 3 cities.

Protium is looking to strengthen its leadership in the legal, compliance and secretarial functions and seeking candidates with experience in some or all these departments.

Role Description

  • RBI Inspection handling and closing RBI Inspection Observations & updating to Board of Directors.
  • Preparing & updating Policies, Compliance Manual, SOPs.
  • Preparing and updating policies like; Compliance Policy, KYC & AML Policy, Anti-bribery and Corruption (ABC) Policy, CSR Policy and Whistle Blower Policy.
  • Developed dashboards for Sr Management for monitoring and mitigate risks proactively.
  • Preparation of Board Notes & Compliance PPTs updating the regulatory circulars, fraud reporting & etc.
  • Preparation of 'Compliance Risk Assessment' & submitting to Board of Directors with compliance gaps.
  • Disseminating Regulatory Circulars and ensuring implementation of it in process.
  • Monitoring Periodic Regulatory Reports submission to RBI.
  • Compliance Tool managing, mapping compliances to relevant stakeholders and reviewing the same and highlighting Compliance violations to Sr. Management and Board of Directors.

Required skills and qualifications

  • A strong understanding of company law, corporate governance, RBI compliances and related regulations.
  • Excellent verbal and written communication skills are essential for interacting with the board, regulators, and shareholders.
  • The ability to build relationships and work effectively with all levels of the organization.
  • The ability to analyze issues, provide guidance, and contribute to overall risk management.

  • Assistant Vice President Marketing

    2 days ago

    Mumbai, Maharashtra, India Croma Full time

    About the CompanyWe are looking for a dynamic leader to elevate Croma's brand presence and customer reach across channels. This role will drive strategic marketing initiatives, shape brand perception, and uncover consumer insights to strengthen our market leadership.Disclaimer: The role is open for Assistant Vice President / Vice President – BrandingAbout...

  • Assistant Vice President Operations

    1 week ago

    Mumbai, Maharashtra, India Spocto X (A Yubi Company) Full time

    Company DescriptionSpocto X, a Yubi Company, is the world's leading end-to-end debt collection platform focused on digitizing the entire collections process. Spocto X makes debt collections simpler, faster, and easier with dignity to the borrower, thereby "Simplifying Collections with Superior Customer Experience." Our E2E collections platform, SpoctoX,...

  • Assistant to Vice President

    2 days ago

    Mumbai, Maharashtra, India Evoke HR Solutions Pvt. Ltd. Full time

    Position:Senior Manager Market Operations (Index)Location:MumbaiDesignation:Assist Vice PresidentExperience:10+ yearsQualifications:MBA / CA / CFA / FRM / CSRole Overview:We're looking for an experienced Senior Manager to oversee trading operations, ensure compliance, and manage system enhancements within the financial markets. This role involves working...

  • Listing Compliance- Assistant Vice President/Vice President

    2 days ago

    Mumbai, Maharashtra, India NCDEX Full time

    Job PurposeWe're looking for a seasoned and strategic Vice President of Listing Compliance to lead and manage our company's compliance with all stock exchange listing regulations. This individual will be a key liaison with regulatory bodies, including the Securities and Exchange Board of India (SEBI) and stock exchanges like the BSE and NSE. The ideal...

  • Assistant Vice President

    2 days ago

    Mumbai, Maharashtra, India SmasHR Global Full time

    Job Title: Assistant Vice President Job Date: Job Location: Mumbai (JNPT) Job Type: Full time Job Summary: The Assistant Vice President (AVP) of Finance & Accounts will oversee the company s financial operations and lead the finance team. This role is pivotal in developing and executing financial strategies to ensure the company s financial health and...

  • Assistant Vice President – Operations

    2 weeks ago

    Mumbai, Maharashtra, India Phoenix Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Job TitleAssistant Vice President Operations Department / DivisionCommercial Property Operations and Facility Management Reporting ToSr. Vice President & Head – Commercial Assets Operations and Property Management Direct Report PositionsN/A External Interface• Property Management Partner Companies• Contractors / Vendors• Local Authorities for...

  • Assistant Vice President

    1 week ago

    Mumbai, Maharashtra, India Barclays Full time

    Join us as an Assistant Vice President - QA - Counterparty Credit Risk at Barclays Quantitative Analytics Team where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionize our digital offerings, ensuring unapparelled customer experiences. You will be responsible for...

  • Vice President Mortgage

    1 week ago

    Mumbai, Maharashtra, India FINWIZZ FINANCIAL SERVICES PVT LTD Full time

    Company DescriptionFINWIZZ FINANCIAL SERVICES PVT LTD, with nearly a decade of expertise, has built strong partnerships with leading banks and financial institutions. Specializing in providing personalized home loan solutions, Finwizz offers an innovative tool for comparing home loan interest rates. As a pioneer in the unsecured loans sector, the company...

  • Vice President Human Resources

    2 weeks ago

    Mumbai, Maharashtra, India Modern Insulators Ltd Full time US$ 12,00,000 - US$ 60,00,000 per year

    Role DescriptionThis is a full-time, on-site role located in Ahmedabad for the Vice President of Human Resources. The Vice President will oversee all aspects of human resources & Industrial Relations, including the development and implementation of HR strategies, policies, and initiatives aligned with the company's goals. Daily responsibilities include...

  • Assistant Vice President – Operations

    8 hours ago

    Mumbai, Maharashtra, India Phoenix Mills Full time

    DescriptionJob Title Assistant Vice President OperationsDepartment / DivisionCommercial Property Operations and Facility ManagementReporting ToSr. Vice President & Head – Commercial Assets Operations and Property Management Direct Report PositionsN/AExternal Interface• Property Management Partner Companies• Contractors / Vendors• Local Authorities...