Equity Dealer

2 days ago

Gurgaon, Haryana, India ACME SERVICES PRIVATE LIMITED Full time ₹ 5,00,000 - ₹ 10,00,000 per year
  • To ensure that all compliance and legal guidelines are adhered to and mitigation strategies followed in case of mishaps
  • To manage the trading terminals and ensure confidentiality and security of the clients investments
  • To ensure no misdeal or wrong trades is knowingly/ unknowingly executed
  • To ensure that 100% Pre-orders are available as per SEBI mandate
  • To ensure all trades are confirmed by end of day (on voice logger lines) as per the trade confirmation process.
  • To ensure that only orders placed by customer (not their family members/agents) or an authorized person are executed.
  • To ensure periodic acknowledgement of trades/ balances by customer, especially when there are losses incurred in their accounts.
  • To keep a check on customers margins while they are trading and advise them.
  • To ensure the debits are collected from clients on time & the company is safely secured against debits arising out of non payment.
  • To ensure the terminal used by equity Advisor for placing orders is mapped to his name and id.
  • To ensure adherence and awareness of employee code of conduct.

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