Compliance Executive

5 days ago

Majura Gate Surat Gujarat, India Market-Hub stock brocking Pvt Ltd. Full time

**Company Overview**:
Market Hub Stock Broking Pvt. Ltd. is a leading financial services firm specializing in stock brokerage and investment solutions. We are dedicated to maintaining the highest standards of compliance and integrity in our operations. Our team is composed of passionate professionals committed to providing exceptional service to our clients while adhering to regulatory requirements.

**Position Overview**:
**Key Responsibilities**:

- Monitor and ensure compliance with relevant regulatory requirements, including SEBI guidelines and stock exchange regulations.
- Develop, implement, and maintain compliance policies and procedures.
- Conduct regular compliance audits and risk assessments to identify areas for improvement.
- Provide guidance and training to employees on compliance-related matters.
- Collaborate with internal departments to resolve compliance issues and implement corrective actions.
- Prepare and submit compliance reports to management and regulatory authorities as required.
- Stay updated on industry trends, regulatory changes, and best practices in compliance.
- Assist in managing compliance-related investigations and reporting findings to management.
- Support the development of a compliance culture within the organization.

**Qualifications**:

- Bachelor’s degree in Finance, Business Administration, Law, or a related field.
- 2+ years of experience in compliance, risk management, or a related role within the financial services industry.
- Strong knowledge of regulatory requirements pertaining to stock brokerage and investment services.
- Excellent analytical and problem-solving skills.
- Strong attention to detail and ability to work independently.
- Effective communication and interpersonal skills.
- Proficiency in MS Office Suite and compliance management software.

**Why Join Us**:

- **Growth Opportunities**: At Market Hub, we believe in investing in our employees' growth and development. We offer training programs and career advancement opportunities.
- **Dynamic Environment**: Work in a fast-paced, dynamic industry with a supportive and collaborative team.

**How to Apply**:
Pay: ₹15,000.00 - ₹35,000.00 per month

Schedule:

- Day shift

**Experience**:

- total work: 2 years (preferred)

Work Location: In person

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