Compliance Officer

**TITLE: Compliance Officer** LOCATION**:Mumbai 400052** **JOB SUMMARY**: We are searching for a motivated compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines. **ROLES AND RESPONSIBILITIES**: - Responsible for company affairs. - Provide legal and compliance perspectives to the...

**Company Profile: A9 Finsight Pvt. Ltd. is an AMC. It is an investment manager of an AIF (Category III).** Job Profile **Job Profile**:Compliance Officer** **Responsibilities**: 1) Initiate, drive process rigor and accuracy, execute and manage compliance under Corporate & Other Laws. 2) Work with different stakeholders within and outside the business to...

P2P Lending Mumbai 4 - 8 Years Of Experience No. of Openings - 2 **Responsibilities**: - Perform data entry and maintain accurate records in internal systems - Handle documentation, filing, and backend processing tasks - Assist in preparing operational reports, dashboards, and MIS - Coordinate with front-office, finance, or compliance teams for...

Job Description - Compliance Officer **About Worldline** Worldline helps businesses of all shapes and sizes to accelerate their growth journey - quickly, simply, and securely. We are the innovators at the heart of the payments technology industry, shaping how the world pays and gets paid. Our technology powers the growth of millions of businesses across 5...

Job Title: Compliance Officer **Job Description**: - **Resolving New Queries**: Efficiently address and resolve any new compliance-related queries that arise. - **Follow-up on Pending Queries**: Monitor and follow up on pending compliance queries to ensure timely updates and resolutions. - **Dispute Resolution**: Collaborate with advocates to consult on...

This role is for one of Weekday s clients Min Experience 4 years Location Mumbai JobType full-time Requirements We are seeking a dedicated and detail-oriented Compliance Officer with at least 4 years of experience in the financial services industry with a strong focus on Regulatory Investment Advisory RIA Non-Discretionary ND portfolio...

Job Title: HR Compliance Officer Experience: 2 to 5years Location: Ghatkopar Key Responsibilities: 1. *Liaison with Regulatory Bodies:* - Interact and coordinate with PF, ESIC, and labour office officials to ensure compliance and resolve any issues that may arise. - Stay updated with the latest amendments and notifications issued by these regulatory...

**Job title**: Chief Compliance Officer **Location**: Mumbai, Maharastra **Regulatory Compliance Oversight** ▪ Monitor and interpret regulatory changes, ensuring the company ’soperations comply with RBI guidelines, SEBI regulations, Anti-Money Laundering (AML) laws, and other applicable statutes. ▪ Design and implement comprehensive training programs...

**Position: Compliance Officer** **Location: Mumbai** **Salary: 20k-40k per month** **Immediate Joiners Preffered!** **Responsibilities for Compliance Officer**: - Need compliance officer for Mumbai office. Should be able to understand and reply to queries by **SEBI and NSE and BSE** - Mastermind compliance policies and protocols on behalf of the...

Job Title:Compliance Officer – AIF/PMSLocation:Mumbai (Andheri)Experience Required:6–7 yearsAbout the Role:We are looking for an experienced Compliance Officer to manage and oversee compliance for our Alternative Investment Fund (AIF) and Portfolio Management Services (PMS) business. The role involves ensuring adherence to SEBI regulations, internal...