Compliance Officer

2 days ago

Mumbai, India HR Employment Care Full time

Location: Mumbai

**Salary**: 18-25k per month

Immediate Joiners Preferred

Responsibilities for Compliance Officer:
Need a compliance officer for the Mumbai office. Should be able to understand and reply to queries by SEBI and NSE and BSE

Mastermind compliance policies and protocols on behalf of the organization

Develop and implement a compliance program to ensure the organization operates in accordance with state and federal laws

Determine compliance metrics and establish a system for tracking them

Sign off on any marketing and advertising collateral to ensure it is compliance

Remain up to date on federal and state laws related to the organization and update policies accordingly

Perform compliance audits to determine whether establish protocols are being followed and where they can be improved

Maintain up to date written documentation and policies related to the organization's business activities

Create compliance resource library for staff members to reference when they have questions

Qualifications for Compliance Officer:
2+ years prior experience in risk management or compliance roles

Must have, or be willing to obtain, a compliance certification

Superior attention to detail in order to identify and correct risky practices

Must be a strong communicator and capable of expressing oneself clearly both speaking and in writing

Possess a collaborative personality and be open to suggestions from team members

Exemplify strong knowledge of industry protocols and best practices

Excellent analytical skills and ability to accurately interpret complex documents and policies

Strong time management and organizational skills and able to meet deadlines

Should have a strong moral code and sense of ethics

**Salary**: ₹18,000.00 - ₹25,000.00 per month

Schedule:

- Day shift

Ability to commute/relocate:

- Mumbai, Maharashtra: Reliably commute or planning to relocate before starting work (required)

**Experience**:

- Compliance management: 3 years (preferred)

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