Chief Compliance Officer

3 days ago

Mumbai Maharashtra, India Ennoblee Full time

**Job title**: Chief Compliance Officer

**Location**: Mumbai, Maharastra

**Regulatory Compliance Oversight**
▪ Monitor and interpret regulatory changes, ensuring the company ’soperations comply with RBI guidelines, SEBI regulations, Anti-Money Laundering (AML) laws, and other applicable statutes.
▪ Design and implement comprehensive training programs to educateemployees on compliance matters and foster a culture of compliancet hroughout the organization.
▪ Liaise with regulatory authorities and represent the NBFC in compliance-related matters.
▪ Ensure timely and accurate submissions of regulatory reports and filings.
**Policy Development andImplementation**
▪ Draft and update compliance policies, procedures, and standards.
▪ Implement and maintain a compliance program that addresses keycompliance risk areas.
**Risk Assessment and Mitigation**
▪ Conduct regular risk assessments to identify potential compliance risks.
▪ Build an effective Compliance Program where all Risk Mitigation Plan(RMP)/Monitorable Action Plan (MAP) points are complied with within the timelines prescribed to avoid any penal action from RBI
▪ Monitor the effectiveness of compliance controls and recommend MUTHOOT FINCORP | JD - Chief Compliance Officer Page 4 of 4 improvements.
**Monitoring and Reporting**
▪ Monitor day-to-day compliance activities and ensure adherence to policies.
▪ Prepare and present compliance reports to the Board of Directors and
senior management.
▪ Report any significant compliance issues or breaches to the appropriate
regulatory bodies.
**Ethics and Integrity**
▪ Promote ethical practices and standards within the organization.
▪ Address ethical issues and ensure they are resolved in accordance with company policies and regulations.

Pay: ₹2,000,000.00 per year

Schedule:

- Day shift

**Experience**:

- total work: 10 years (preferred)

Work Location: In person

Application Deadline: 01/12/2024
Expected Start Date: 05/12/2024

  • Chief Compliance Officer

    4 days ago

    Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 9,00,000 - ₹ 12,00,000

    Job Title: Chief Compliance OfficerWe are seeking a highly skilled and experienced Chief Compliance Officer to join our team. The successful candidate will be responsible for developing and implementing effective compliance programs, policies, and procedures that mitigate risks associated with third-party interactions.The ideal candidate will have a strong...

  • Nwko -chief Officer,2nd Officer

    6 days ago

    Mumbai, Maharashtra, India knk ship management Full time

    This is a full-time, on-site role based in Mumbai for a **NWKO - Chief Officer/2nd Officer oe NWKO Fresher** at KNK Ship Management. The Chief Officer/2nd Officer will be responsible for overseeing deck operations, ensuring the safety and security of the vessel, and managing the ship's crew. Responsibilities also include navigating the vessel, conducting...

  • Bbplc Chief Compliance Office

    5 days ago

    Pune, Maharashtra, India Barclays Full time

    Job Title: BBPLC Chief Compliance Office Location: Pune About Barclays Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment...

  • Bbplc Chief Compliance Office

    5 days ago

    Pune, Maharashtra, India Barclays Full time

    Job Title: BBPLC Chief Compliance Office Location: Pune About Barclays Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment...

  • Compliance Executive

    6 days ago

    Malad, Mumbai, Maharashtra, India comfort securities limited Full time

    Handling regulatory compliance of BSE, NSE and SEBI regulations for Comfort Securities Limited and Comfort Commotrade Limited.Submission of Internal audit and Concurrent audit report to CDSL.Updating of Dealers NISM certificate before expiry in All Exchanges.Gathering and analyzing data, performing computations, and preparing work Researched, interpreted,...

  • Chief Compliance Officer

    5 days ago

    Mumbai, India Mangalam Placement Full time

    **Location** Mumbai **Experience** 12-15 Years **Key Skills** Company Secretary, Compliance, RBI, CSR, Companies Act, Compliance and Secretarial, LLB, ca, cs, Statutory Audit - Finance, Internal Audit **Position: Chief Compliance Officer** **Qualification: CA,CS,LLB** **Experience: 12 to 16 years** **Location: Mumbai** **Job description** Key...

  • Fashion Design Studio Intern

    2 days ago

    Mumbai, Maharashtra, India Nap Chief Full time

    Job Title: Fashion Design Intern &## ; Location: Andheri (Work from Office)&##Company: Nap Chief Nap Chief is a fast-growing kidswear brand known for quirky, comfortable, and high-quality clothing that both kids and parents love. We're looking for a Fashion Design Intern who's excited about kidswear fashion, enjoys being creative, and is confident...

  • Chief Officer

    5 days ago

    Navi Mumbai, Maharashtra, India Tangar Ship Management Full time

    **Type of Vessel** LPG CARRIER **Rank** CHIEF OFFICER **Flag** PALAU **Job Posted Date** 19-Dec-2024

  • Chief Officer

    3 days ago

    Navi Mumbai, Maharashtra, India Tangar Ship Management Full time

    **Type of Vessel** LPG CARRIER **Rank** CHIEF OFFICER **Flag** Panama **Job Posted Date** 08-May-2025

  • Chief Officer

    3 days ago

    Navi Mumbai, Maharashtra, India Tangar Ship Management Full time

    **Type of Vessel** LPG CARRIER **Rank** CHIEF OFFICER **Flag** Bahamas **Job Posted Date** 30-May-2025