Chief Compliance Officer

4 days ago

Mumbai Maharashtra, India Ennoblee Full time

**Job title**: Chief Compliance Officer

**Location**: Mumbai, Maharastra

**Regulatory Compliance Oversight**
▪ Monitor and interpret regulatory changes, ensuring the company ’soperations comply with RBI guidelines, SEBI regulations, Anti-Money Laundering (AML) laws, and other applicable statutes.
▪ Design and implement comprehensive training programs to educateemployees on compliance matters and foster a culture of compliancet hroughout the organization.
▪ Liaise with regulatory authorities and represent the NBFC in compliance-related matters.
▪ Ensure timely and accurate submissions of regulatory reports and filings.
**Policy Development andImplementation**
▪ Draft and update compliance policies, procedures, and standards.
▪ Implement and maintain a compliance program that addresses keycompliance risk areas.
**Risk Assessment and Mitigation**
▪ Conduct regular risk assessments to identify potential compliance risks.
▪ Build an effective Compliance Program where all Risk Mitigation Plan(RMP)/Monitorable Action Plan (MAP) points are complied with within the timelines prescribed to avoid any penal action from RBI
▪ Monitor the effectiveness of compliance controls and recommend MUTHOOT FINCORP | JD - Chief Compliance Officer Page 4 of 4 improvements.
**Monitoring and Reporting**
▪ Monitor day-to-day compliance activities and ensure adherence to policies.
▪ Prepare and present compliance reports to the Board of Directors and
senior management.
▪ Report any significant compliance issues or breaches to the appropriate
regulatory bodies.
**Ethics and Integrity**
▪ Promote ethical practices and standards within the organization.
▪ Address ethical issues and ensure they are resolved in accordance with company policies and regulations.

Pay: ₹2,000,000.00 per year

Schedule:

- Day shift

**Experience**:

- total work: 10 years (preferred)

Work Location: In person

Application Deadline: 01/12/2024
Expected Start Date: 05/12/2024

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