Investigation and Due Diligence

2 days ago

Mumbai Maharashtra, India Drip Capital Full time

**Role Overview**: You will play a key role in conducting comprehensive investigations and due diligence to support our financial services operations, ensuring compliance with regulatory requirements and safeguarding the organization's interests.

**Key Responsibilities**:
1. Conduct Investigations:

- Perform detailed investigations into potential risks associated with financial transactions, clients, and partners.
- Analyze and evaluate information from various sources to identify and mitigate potential risks.
- Prepare and present detailed investigative reports with actionable insights and recommendations.

2. Due Diligence:

- Conduct thorough due diligence assessments on clients, partners, and third parties, including background checks, financial reviews, and risk assessments.
- Assess and verify the accuracy and completeness of information provided during the due diligence process.
- Maintain and update due diligence documentation and records in accordance with company policies and regulatory requirements.
- Evaluate the ownership structures, business relationships, financial transactions and other data to assess means of recovering monies from stressed and deep delinquent accounts including tracing assets that one can enforce any judgements against

3. Compliance and Risk Management:

- Ensure adherence to regulatory standards and internal policies related to investigations and due diligence.
- Identify and report any compliance issues or discrepancies that could impact the organization.
- Collaborate with legal, compliance, and risk management teams to address and resolve any identified issues
- Strategically assess improvements needed to the underwriting processes to manage risk better whilst optimizing for growth.

4. Data Analysis and Reporting:

- Utilize analytical tools and techniques to assess data and trends relevant to investigations and due diligence.
- Generate and present reports summarizing findings, trends, and risk factors to senior management.
- Provide recommendations for process improvements based on investigative findings.
- Assess key themes and strands coming out of due diligence and investigation cases and develop actionable underwriting checks and processes or other risk mitigation metrics around those findings

**What we’re looking for**:

- 8-10 years of experience in investigation, due diligence, or a related field within the financial services industry.
- Strong analytical and problem-solving skills, with a keen attention to detail.
- Familiarity with due diligence and integrity databases across major jurisdictions including India, the United States, the United Arab Emirates, etc

Proficiency in data analysis tools and investigative techniques.
- In-depth understanding of regulatory requirements and industry best practices.
- Excellent written and verbal communication skills, with the ability to present complex information clearly.
- Ability to work independently and manage multiple projects simultaneously.
- Strong interpersonal skills and the ability to work effectively with cross-functional teams.

  • Associate, Investigation

    2 weeks ago

    Mumbai, Maharashtra, India Drip Capital Full time

    **About Drip Capital**: Drip Capital is a leading fintech company dedicated to empowering small and medium-sized enterprises (SMEs) globally by providing innovative trade finance solutions. Leveraging technology and data analytics, we simplify cross-border trade, enabling businesses to unlock growth opportunities and achieve financial stability. Our vibrant...

  • Due Diligence

    1 week ago

    Vile Parle, Mumbai, Maharashtra, India Thakkar & Associates Full time

    **Responsibilities**: - Conduct comprehensive due diligence reviews on clients. - Analyze financial statements, legal documents, and other relevant information to assess risk and compliance according to GIFT. - Prepare detailed reports summarizing findings and recommendations. - Collaborate with internal stakeholders, including legal, compliance, and...

  • Due Diligence

    1 week ago

    Mumbai, India Renous Consulting Full time

    **Job Location**: Mumbai / Gurgaon **Job Type**: Permanent **Responsibilities**: - ** Evaluating firm ownership structure, valuation procedures, trade flow, internal controls, disaster recovery procedures, infrastructure, service providers, and compliance environment**: - Ensure proper compliance protocols/procedures are adhered to and applied...

  • Due Diligence Coordinator

    1 week ago

    Mumbai, India Keiretsu Forum Full time

    **_D u e D i l i g e n c e C o o r d i n a t o r _** **_J o b D e s c r i p t i o n _**: - _ Working at Keiretsu Forum Northwest & Rockies puts you at the center of the innovative entrepreneurs and angel investors creating the latest technologies and products worldwide. The Due Diligence Coordinator is responsible for supporting the initiation, tracking...

  • Dealer Evaluation and Due Diligence

    1 week ago

    Mumbai, Maharashtra, India Mahindra & Mahindra Ltd Full time

    **Responsibilities & Key Deliverables** - Key Responsibilities: **Due Diligence Process**: Perform detailed due diligence on potential dealers, ensuring that all risks (financial, legal, and operational) are identified and mitigated before forming partnerships. Collect and Analyze data to identify key risks associated with dealer partnerships. Maintain and...

  • Financial Due Diligence

    2 weeks ago

    Mumbai, Maharashtra, India Nexdigm Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    JOB DESCRIPTION – FINANCIAL DUE DILIGENCE - ASSISTANT MANAGERAbout Us:Click here to know - 'Who we are?'What's in it for you?This profile shall strengthen your practical knowledge in Financial due diligence through constant and comprehensive exposure to various aspects like financial modelling, report writing, business restructuring etc. Not restricting...

  • Supplier Due Diligence Specialist

    7 days ago

    Mumbai, Maharashtra, India Growel Softech Pvt. Ltd. Full time ₹ 6,00,000 - ₹ 12,00,000 per year

    :- The Supplier Due Diligence Specialist is responsible for conducting comprehensive due diligence and risk assessments of vendors to ensure compliance with company policies and regulatory requirements. This role involves evaluating vendor risk profiles identifying potential risks and collaborating with the Compliance officer to develop mitigation...

  • Financial Due Diligence

    1 week ago

    Mumbai, Maharashtra, India, Maharashtra Nexdigm Full time

    JOB DESCRIPTION – FINANCIAL DUE DILIGENCE - ASSISTANT MANAGERAbout Us:Click here to know - 'Who we are?'What’s in it for you?This profile shall strengthen your practical knowledge in Financial due diligence through constant and comprehensive exposure to various aspects like financial modelling, report writing, business restructuring etc. Not restricting...

  • Manager - Direct Taxation & Financial Due Diligence - CA

    5 hours ago

    Mumbai, Maharashtra, India MANGALAM PLACEMENTS PVT LTD Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    Job Description Role : Manager - Direct Taxation & Financial Due Diligence - CAExperience : 5 to 6 years Qualifications : CALocation : Mumbai Job Description : Financial Due Diligence & Analysis- Lead and execute end-to-end financial due diligence for potential acquisitions, joint ventures, and development deals across the assigned zones.- Review and...

  • Hedge Fund Due Diligence

    6 days ago

    Mumbai, Maharashtra, India JPMorganChase Full time

    You are a strategic thinker passionate about driving solutions in Hedge Fund Due Diligence. You have found the right team. As a Hedge Fund Due Diligence Professional within our JPMorgan Private Bank, you will be responsible for setting and improving our organizational objectives, and ensuring their consistent accomplishment. **Job responsibilities** -...