
Due Diligence
4 days ago
**Job Location**: Mumbai / Gurgaon
**Job Type**: Permanent
**Responsibilities**:
- ** Evaluating firm ownership structure, valuation procedures, trade flow, internal controls, disaster recovery procedures, infrastructure, service providers, and compliance environment**:
- Ensure proper compliance protocols/procedures are adhered to and applied correctly
- Generate required information and data to support periodic Management, Compliance, and Audit reporting
- Liaise with various members of the Financial Crime Compliance Teams, the Client Onboarding Team, and the businesses regarding EDD research, findings, and recommendations
- Update the Company’s KYC systems and databases with the most current AML/KYC client information
- Actively** participate in initial operational due diligence** visits and calls with potential and existing investment advisors to evaluate their overall control environment including, but not limited to, trading and settlement processes, accounting and valuation policies and procedures, and compliance policies and procedures
- Documentation of all due diligence activity in the company system
- Perform operational risk reviews of funds
**Job Requirements**:
- 2-8 years of financial due diligence experience
- Bachelor’s / Master’s degree in finance or accounting from a reputed institute
- Strong analytical abilities
- Exceptional verbal and written communication skills
**About the Client**: The client is an American multinational investment bank and financial services company.
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