Compliance Officer

Look into and resolve investor grievances/complaints - Address legal and arbitration cases - Manage operational and regulatory compliance - Quarterly Settlement of all clients - Ensure proper compliance under the SEBI act, SCRA, Rules and Regulations & Bye-laws of The National Stock Exchange of India Ltd, The Stock Exchange, Mumbai, and circulars issued by...

**About Quanto Agroworld Limited**: Founded in 2018, Quanto Agroworld Limited (QuantoAgro) is on a mission to build a sustainable and economically resilient agricultural sector in India. We are committed to minimizing agriculture's environmental impact while fostering a sustainable, regenerative, and commercial-scale farming ecosystem. Our focus is on the...

**Experience**: Minimum 1 Year **Key Responsibilities** - **Statutory Compliance & Corporate Governance**: - Ensure the company complies with all statutory and regulatory requirements under the Companies Act, 2013, SEBI (LODR) Regulations, 2015, and other applicable laws for listed SMEs. - Act as the Compliance Officer, responsible for monitoring the share...

**Job description: -** - Conducting compliance risk assessment training workshops - Conducting internal reviews and audits - Conducting environmental audits to ensure the company meets environmental requirements - Advising internal management and business partners on the implementation of compliance programs - Developing risk management strategies -...

**Job Title: Security and Compliance Officer** **Location: Borivali West, Mumbai** **Company: Global Advertisers Pvt Ltd** Global Advertisers Pvt Ltd is seeking diligent and experienced retired police officers to join our team as Security and Compliance Officers. The primary responsibilities include monitoring CCTV cameras, ensuring billboards and...

**Back Office Executive - Job Description** **Position**: Back Office Executive **Department**: Operations / Logistics **Location**: Mindspace, Malad West, Mumbai - 400064 **Reports To**: [Manager/Supervisor Name] **Job Summary**: We are looking for a detail-oriented and proactive **Back Office Executive** to support our operations team. The role involves...

Handling regulatory compliance of BSE, NSE and SEBI regulations for Comfort Securities Limited and Comfort Commotrade Limited.Submission of Internal audit and Concurrent audit report to CDSL.Updating of Dealers NISM certificate before expiry in All Exchanges.Gathering and analyzing data, performing computations, and preparing work Researched, interpreted,...

**TITLE: Compliance Officer** LOCATION**:Mumbai 400052** **JOB SUMMARY**: We are searching for a motivated compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines. **ROLES AND RESPONSIBILITIES**: - Responsible for company affairs. - Provide legal and compliance perspectives to the...

**Company Profile: A9 Finsight Pvt. Ltd. is an AMC. It is an investment manager of an AIF (Category III).** Job Profile **Job Profile**:Compliance Officer** **Responsibilities**: 1) Initiate, drive process rigor and accuracy, execute and manage compliance under Corporate & Other Laws. 2) Work with different stakeholders within and outside the business to...

P2P Lending Mumbai 4 - 8 Years Of Experience No. of Openings - 2 **Responsibilities**: - Perform data entry and maintain accurate records in internal systems - Handle documentation, filing, and backend processing tasks - Assist in preparing operational reports, dashboards, and MIS - Coordinate with front-office, finance, or compliance teams for...