Compliance Officer

Look into and resolve investor grievances/complaints - Address legal and arbitration cases - Manage operational and regulatory compliance - Quarterly Settlement of all clients - Ensure proper compliance under the SEBI act, SCRA, Rules and Regulations & Bye-laws of The National Stock Exchange of India Ltd, The Stock Exchange, Mumbai, and circulars issued by...

**Experience**: Minimum 1 Year **Key Responsibilities** - **Statutory Compliance & Corporate Governance**: - Ensure the company complies with all statutory and regulatory requirements under the Companies Act, 2013, SEBI (LODR) Regulations, 2015, and other applicable laws for listed SMEs. - Act as the Compliance Officer, responsible for monitoring the share...

**Job description: -** - Conducting compliance risk assessment training workshops - Conducting internal reviews and audits - Conducting environmental audits to ensure the company meets environmental requirements - Advising internal management and business partners on the implementation of compliance programs - Developing risk management strategies -...

**Job Title: Compliance Officer** **Experience**: 5-8 Years **Location**: Head Office - Vidya Vihar **Role Overview** **Key Responsibilities** - Ensure compliance with all applicable **statutory, tax, and labor laws** governing the organization. - Maintain statutory registers, documentation, and records as required under company and labor regulations. -...

**TITLE: Compliance Officer** LOCATION**:Mumbai 400052** **JOB SUMMARY**: We are searching for a motivated compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines. **ROLES AND RESPONSIBILITIES**: - Responsible for company affairs. - Provide legal and compliance perspectives to the...

"Welcome to **Aluwind Architectural Limited,** where innovation meets elegance in the world of architectural solutions. We take pride in being a premier provider of top-quality facades, aluminium doors, windows, and a wide array of glazing options. With a commitment to excellence and a passion for transforming spaces, we bring cutting-edge designs and...

Position: Company Secretary and Compliance Officer (Secretarial & Legal) Location: Mumbai Reports to: Managing Director / Board of Directors Role Overview The Company Secretary, Legal & Compliance Officer will be responsible for ensuring compliance with the provisions of the Companies Act, 2013, SEBI regulations, and all applicable corporate laws. The...

Job Description - Compliance Officer **About Worldline** Worldline helps businesses of all shapes and sizes to accelerate their growth journey - quickly, simply, and securely. We are the innovators at the heart of the payments technology industry, shaping how the world pays and gets paid. Our technology powers the growth of millions of businesses across 5...

**Job description**: - Verification of Merchant documents and website policies and content. - Pre and post activation compliance due diligence. - Ensuring smooth and error free process for boarding and monthly review of on board merchants. **Skills required**: - Strong working knowledge of Excel is a must - Knowledge of at least one industry reporting...

Job Title: HR Compliance Officer Experience: 2 to 5years **Salary**: 22k to 25k Location: Ghatkopar Preference: Male Key Responsibilities: 1. Liaison with Regulatory Bodies - Interact and coordinate with PF, ESIC, and labour office officials to ensure compliance and resolve any issues that may arise. - Stay updated with the latest amendments and...