Risk and Compliances Officer

Verification of Merchant documents and website policies and content. - Pre and post activation compliance due diligence. - Ensuring smooth and error free process for boarding and monthly review of on board merchants. **Skills required**: - Strong working knowledge of Excel is a must - Knowledge of at least one industry reporting management tool - Strong...

**Job description**: - Verification of Merchant documents and website policies and content. - Pre and post activation compliance due diligence. - Ensuring smooth and error free process for boarding and monthly review of on board merchants. **Skills required**: - Strong working knowledge of Excel is a must - Knowledge of at least one industry reporting...

**Job description**: - Verification of Merchant documents and website policies and content. - Pre and post activation compliance due diligence. - Ensuring smooth and error free process for boarding and monthly review of on board merchants. **Skills required**: - Strong working knowledge of Excel is a must - Knowledge of at least one industry reporting...

Look into and resolve investor grievances/complaints - Address legal and arbitration cases - Manage operational and regulatory compliance - Quarterly Settlement of all clients - Ensure proper compliance under the SEBI act, SCRA, Rules and Regulations & Bye-laws of The National Stock Exchange of India Ltd, The Stock Exchange, Mumbai, and circulars issued by...

Roles & Responsibilities Regulatory Oversight: 1. Ensure compliance with employment laws, regulations, and organizational policies. 2. Monitor changes in labor laws and update policies accordingly. Policy Development: 3. Frame, Develop, implement, and maintain HR policies and procedures that reflect best practices and legal standards. 4. Regularly review...

Job Title: Chief Risk and Compliance Officer Job Description:We are seeking an experienced Chief Risk and Compliance Officer to lead our organization's end-to-end vulnerability lifecycle. This role is accountable for aligning risk and compliance efforts with regulatory mandates such as RBI Master Directions and SEBI Cybersecurity Framework.The individual...

ob Title: Compliance Officer Company Name - CapitalSquare Financial Services Private Limited Location: Mumbai Reporting To: Compliance Head / Senior Management About the Company: CapitalSquare Financial Services Private Limited is a dynamic trading member registered with the Bombay Stock Exchange (BSE). We specialize in delivering comprehensive trading...

Compliance Specialist Role SummaryThis is a critical position within the organization that requires an individual with expertise in regulatory compliance, risk management, and internal controls. The successful candidate will be responsible for ensuring adherence to applicable RBI regulations and identifying areas of improvement.

**Experience**: Minimum 1 Year **Key Responsibilities** - **Statutory Compliance & Corporate Governance**: - Ensure the company complies with all statutory and regulatory requirements under the Companies Act, 2013, SEBI (LODR) Regulations, 2015, and other applicable laws for listed SMEs. - Act as the Compliance Officer, responsible for monitoring the share...

Job Title: Compliance Officer - Risk Management SpecialistOverview:We are seeking a highly skilled and experienced Compliance Officer to join our team. As a key member of our Surveillance team, you will play a crucial role in designing, implementing, and overseeing surveillance programs aimed at detecting behaviors that may violate regulatory rules or...