Fullon Finance | Compliance Officer | mumbai
11 hours ago
About Us
Fullon Finance Private Limited is a part of Fullon Group and currently in a process of obtaining Merchant banking category I license. The group is already involved in public issues, Fund raising, Mergers & acquisition and financial restructuring.
Role: Compliance Officer
Location: Mumbai
Job Description:
We are looking for a Compliance Officer with a minimum of 2 years of experience in a Merchant Banking Category I firm or any public listed company . The candidate should be a qualified Company Secretary with additional legal expertise. This role involves ensuring the company adheres to all applicable SEBI regulations and other statutory compliances.
Key Responsibilities:
- Ensure compliance with SEBI regulations , capital markets , and corporate finance standards .
- Develop, implement, and monitor internal compliance policies and procedures.
- Review and update internal compliance manuals and processes based on regulatory changes.
- Act as a liaison with SEBI, stock exchanges, and other regulatory bodies.
- Monitor and ensure timely filing of returns, disclosures, and submissions to SEBI and other regulators.
- Assist in drafting and reviewing agreements, contracts, and legal documentation.
Qualifications:
- Company Secretary (CS) qualification is mandatory .
- LLB is an added advantage.
- Minimum 2 years of relevant experience in a Merchant Banking Category I firm or public listed company .
- Strong knowledge of SEBI regulations , compliances , and corporate governance.
- Experience in dealing with SEBI, stock exchanges, and other regulatory bodies.
- Excellent communication, organizational, and interpersonal skills.
- Ability to work independently and manage multiple responsibilities.
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