Senior Compliance Specialist

17 hours ago


Mumbai, Maharashtra, India Fullon Finance Full time

About Us

Fullon Finance Private Limited is a leading financial services company and an integral part of the Fullon Group. The group has made significant strides in public issues, fundraising, mergers & acquisitions, and financial restructuring.

Role: Senior Compliance Specialist

Location: Mumbai, India

Job Description:

Key Responsibilities:
  • Regulatory Compliance: Ensure that the company adheres to all applicable SEBI regulations, capital markets, and corporate finance standards.
  • Policies and Procedures: Develop, implement, and monitor internal compliance policies and procedures to ensure seamless execution.
  • Regulatory Updates: Review and update internal compliance manuals and processes based on regulatory changes to maintain accuracy.
  • Liaison with Regulatory Bodies: Act as a liaison with SEBI, stock exchanges, and other regulatory bodies to facilitate smooth communication.
  • Document Management: Monitor and ensure timely filing of returns, disclosures, and submissions to SEBI and other regulators.
  • Agreements and Contracts: Assist in drafting and reviewing agreements, contracts, and legal documentation.

Qualifications and Requirements:

  • Certification: Company Secretary (CS) qualification is mandatory for this role.
  • Additional Qualifications: LLB is an added advantage.
  • Experience: Minimum 2 years of relevant experience in a Merchant Banking Category I firm or public listed company.
  • Skills: Strong knowledge of SEBI regulations, compliances, and corporate governance.
  • Communication Skills: Excellent communication, organizational, and interpersonal skills are required.

Salary: ₹60,000 - ₹80,000 per month (approximately USD $800-$1,100), depending on qualifications and experience.



  • Mumbai, Maharashtra, India New Horizon Full time

    **Job Title:** Senior Banking and Compliance SpecialistNew Horizon is seeking an experienced Senior Banking and Compliance Specialist to join our team. In this role, you will be responsible for conducting due diligence on companies, individuals, and firms, ensuring compliance with regulatory requirements.The ideal candidate will have a strong understanding...


  • Navi Mumbai, Maharashtra, India Reliance Industries Limited Full time

    Job TitleSenior Financial Compliance SpecialistJob DescriptionAt Reliance Industries Limited, we are seeking a highly skilled Senior Financial Compliance Specialist to join our team. The successful candidate will be responsible for ensuring compliance with financial regulations and laws, as well as identifying and mitigating financial risks. If you have a...

  • Compliance Specialist

    4 weeks ago


    Mumbai, Maharashtra, India Smith+Nephew Full time

    Job Title: Compliance SpecialistSmith+Nephew is seeking a highly skilled Compliance Specialist to join our team in Mumbai. As a Compliance Specialist, you will play a critical role in ensuring the effective functioning of our Global Compliance Program.Key Responsibilities:Support the Senior Compliance Director in ensuring the effective functioning of the...


  • Mumbai, Maharashtra, India UPL Full time

    UPL Limited is a global company that provides sustainable agriculture products and solutions. As a Senior Tax Compliance Specialist, you will be responsible for preparing and reviewing GST returns, ensuring timely and correct payments, and providing inputs on automation.Key Responsibilities:Preparation and review of GST returns (GSTR 1, GSTR 3B, GSTR 7, GSTR...

  • Compliance Specialist

    3 weeks ago


    Mumbai, Maharashtra, India Smith+Nephew Full time

    Job Summary:We are seeking a highly skilled Compliance Specialist to join our team at Smith+Nephew. As a Compliance Specialist, you will play a critical role in ensuring the effective functioning of our Global Compliance Program.Key Responsibilities:Support the Senior Compliance Director in ensuring the effective functioning of the Global Compliance...

  • Compliance Specialist

    4 weeks ago


    Mumbai, Maharashtra, India Smith+Nephew Full time

    Job Title: Compliance SpecialistSmith+Nephew is seeking a highly skilled Compliance Specialist to join our team in Mumbai. As a key member of our compliance team, you will play a critical role in ensuring the effective functioning of our global compliance program.Key Responsibilities:Support the Senior Compliance Director in ensuring the effective...


  • Mumbai, Maharashtra, India HSBC Full time

    Unlock New Opportunities with HSBCAre you looking for a career that will take you to the top? HSBC offers opportunities, support, and rewards that will help you grow and succeed. As a Senior Tax Compliance Specialist, you will play a key role in assisting with tax compliance and tax reporting in respect of income tax, withholding taxes, Goods and Services...


  • Mumbai, Maharashtra, India Guiltfree Industries Limited Full time

    About Guiltfree Industries Limited: At Guiltfree Industries Limited, we are a leading player in the FMCG industry, committed to delivering high-quality products that cater to the evolving needs of our customers. We are seeking a highly skilled and experienced Senior FSSAI Regulatory Compliance Specialist to join our team and help us maintain our position as...


  • Mumbai, Maharashtra, India Tata AIA Life Insurance Full time

    Job Title: Regulatory Compliance SpecialistJob Summary:We are seeking a highly motivated and detail-oriented Regulatory Compliance Specialist to join our team at Tata AIA Life Insurance. As a key member of our Compliance department, you will be responsible for ensuring that our products and services comply with all relevant regulatory requirements.Key...


  • Mumbai, Maharashtra, India DP World Australia Full time

    Key ResponsibilitiesAs a Land Compliance Specialist at DP World Australia, you will play a crucial role in ensuring the company's compliance with land regulations. Your primary responsibilities will include establishing effective land compliance measures, maintaining accurate records, and collaborating with legal consultants to ensure all legal requirements...


  • Mumbai, Maharashtra, India Plante Moran Full time

    Unlock Your PotentialAt Plante Moran, we're committed to helping you grow and thrive in your career. As a Senior Tax Compliance Specialist, you'll have the opportunity to work with a diverse range of clients and projects, developing your skills and expertise in tax compliance.Your RoleAs a Senior Tax Compliance Specialist, your responsibilities will...


  • Mumbai, Maharashtra, India Excis Compliance ltd Full time

    About the RoleWe are seeking a skilled Strategic Partnership Development Specialist to join our team at Excis Compliance Ltd. As a key member of our organization, you will play a vital role in developing and maintaining strategic partnerships that drive business growth.Job DescriptionThe successful candidate will be responsible for:Exploring new business...


  • Mumbai, Maharashtra, India Excis Compliance ltd Full time

    Job Title: Desktop Support SpecialistJob Summary:Excis Compliance ltd is seeking a skilled Desktop Support Specialist to provide exceptional technical support to our diverse user base. As a Desktop Support Specialist, you will be responsible for ensuring seamless operation of desktop systems and applications. Key Responsibilities:- Respond to and resolve...

  • Compliance Specialist

    2 weeks ago


    Mumbai, Maharashtra, India Smith+Nephew Full time

    Job SummarySmith+Nephew is seeking a highly skilled Compliance Specialist to join our team in Mumbai/Pune. As a key member of our Compliance Program, you will play a critical role in ensuring the effective functioning of our global policies and procedures. This role will focus on supporting the implementation of compliance controls across our businesses in...


  • Mumbai, Maharashtra, India Excis Compliance ltd Full time

    Job Title: Desktop Support SpecialistJob Summary:We are seeking a skilled Desktop Support Specialist to join our team at Excis Compliance ltd. As a Desktop Support Specialist, you will be responsible for providing exceptional technical support to our diverse user base, ensuring seamless operation of desktop systems and applications.Key Responsibilities:-...


  • Mumbai, Maharashtra, India UPL Full time

    UPL Limited is a global provider of sustainable agriculture products and solutions. As a Senior Tax Compliance Specialist, you will be responsible for ensuring timely and accurate GST payments and returns. Your expertise will be crucial in navigating the complexities of GST regulations and ensuring compliance with all relevant laws and regulations.Key...

  • Compliance Specialist

    3 weeks ago


    Mumbai, Maharashtra, India Smith+Nephew Full time

    Job Summary:We are seeking a highly skilled Compliance Specialist to join our team at Smith+Nephew. As a key member of our compliance program, you will play a critical role in ensuring the effective functioning of our global compliance program.Key Responsibilities:Support the Senior Compliance Director in ensuring the effective functioning of the Global...

  • Compliance Specialist

    2 weeks ago


    Mumbai, Maharashtra, India Smith+Nephew Full time

    Job Summary:We are seeking a highly skilled Compliance Specialist to join our team at Smith+Nephew. As a key member of our compliance program, you will play a critical role in ensuring the effective functioning of our global compliance program.Key Responsibilities:Support the Senior Compliance Director in ensuring the effective functioning of the Global...


  • Mumbai, Maharashtra, India 12542 Citicorp Services India Private Limited Full time

    Job Title: AVP - Compliance Testing Sr. Analyst - C12 - MumbaiAt 12542 Citicorp Services India Private Limited, we are seeking a highly skilled and experienced Compliance Risk Management Specialist to join our team. As a Senior Compliance Risk Management Specialist, you will play a critical role in assessing and mitigating compliance risks across our...


  • Mumbai, Maharashtra, India Excis Compliance ltd Full time

    Job Title: Desktop Support SpecialistJob Summary: We are seeking a skilled Desktop Support Specialist to join our team at Excis Compliance ltd. As a Desktop Support Specialist, you will be responsible for providing exceptional technical support to our diverse user base, ensuring seamless operation of desktop systems and applications.Key Responsibilities:-...