Senior Compliance Specialist
17 hours ago
About Us
Fullon Finance Private Limited is a leading financial services company and an integral part of the Fullon Group. The group has made significant strides in public issues, fundraising, mergers & acquisitions, and financial restructuring.
Role: Senior Compliance Specialist
Location: Mumbai, India
Job Description:
Key Responsibilities:- Regulatory Compliance: Ensure that the company adheres to all applicable SEBI regulations, capital markets, and corporate finance standards.
- Policies and Procedures: Develop, implement, and monitor internal compliance policies and procedures to ensure seamless execution.
- Regulatory Updates: Review and update internal compliance manuals and processes based on regulatory changes to maintain accuracy.
- Liaison with Regulatory Bodies: Act as a liaison with SEBI, stock exchanges, and other regulatory bodies to facilitate smooth communication.
- Document Management: Monitor and ensure timely filing of returns, disclosures, and submissions to SEBI and other regulators.
- Agreements and Contracts: Assist in drafting and reviewing agreements, contracts, and legal documentation.
Qualifications and Requirements:
- Certification: Company Secretary (CS) qualification is mandatory for this role.
- Additional Qualifications: LLB is an added advantage.
- Experience: Minimum 2 years of relevant experience in a Merchant Banking Category I firm or public listed company.
- Skills: Strong knowledge of SEBI regulations, compliances, and corporate governance.
- Communication Skills: Excellent communication, organizational, and interpersonal skills are required.
Salary: ₹60,000 - ₹80,000 per month (approximately USD $800-$1,100), depending on qualifications and experience.
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