Lead Compliance Specialist

4 days ago


Mumbai, Maharashtra, India IDFCFirst Bank Full time
Job Title: Lead Compliance Specialist

We are seeking a Lead Compliance Specialist to join our team at IDFC First Bank. The ideal candidate will have extensive experience in regulatory compliance and excellent leadership skills.

Job Purpose:

This role involves overseeing the bank's compliance functions to ensure alignment with regulatory requirements and industry best practices. Key responsibilities include managing the Regulatory Relationship team, implementing and monitoring regulatory guidelines, and maintaining records of regulatory communications.

Key Responsibilities:

  • Lead the Regulatory Relationship team, comprising Compliance Manager and Associate Compliance.
  • Develop and implement compliance strategies to mitigate risks.
  • Collaborate with regulators to obtain necessary approvals and clarifications.
  • Ensure timely submission of regulatory returns using a tracker.
  • Prepare reports on Regulatory Compliance for senior management, including updates on important circulars, correspondences, inspections, regulatory interactions, penalties, breaches, etc.
  • Review and update Compliance Policy and Regulatory Compliance SOPs.
  • Coordinated regulatory inspections/scrutiny processes.

Requirements:

  • MBA or Graduation in a related field.
  • Professional Qualification/Certification (Any Professional Degree).
  • 10-18 years of experience in Regulatory Compliance/Compliance function.

Estimated Salary: ₹25 Lakhs - ₹40 Lakhs per annum.

IDFC First Bank offers a comprehensive compensation package, professional growth opportunities, and a collaborative work environment.



  • Mumbai, Maharashtra, India IDFCFirst Bank Full time

    **Job Title:** Lead Compliance Specialist• Salary: ₹ 1,200,000 - ₹ 1,800,000 per annum (depending on experience)Job Purpose:We are seeking a seasoned Lead Compliance Specialist to join our Regulatory Reporting team. In this role, you will be responsible for ensuring the bank's policies and procedures comply with regulatory and ethical standards. This...


  • Mumbai, Maharashtra, India LRQA Full time

    At LRQA, we are seeking a highly skilled Accounting and Compliance Specialist to join our team. The successful candidate will play a key role in supporting the Review of Monthly Trail balance with Critical / Key Ledger analysis with Balance sheet reconciliations for Country responsibility assigned by S & C regional Lead / GPO/ Finance controller.Key...


  • Mumbai, Maharashtra, India Search Syerngy Full time

    About Search Syerngy:We are a leading consulting firm in India seeking a talented Ind AS Compliance Specialist to join our team in Mumbai.Salary: ₹1,200,000 - ₹1,500,000 per annumJob Description:The Ind AS Compliance Specialist will be responsible for ensuring compliance with IFRS/Ind AS, particularly in financial instruments, insurance contracts, and...


  • Mumbai, Maharashtra, India Decimal Point Analytics Pvt Ltd Full time

    Job Title: Tax Compliance SpecialistSalary: ₹1,200,000 - ₹1,800,000 per annumCompany Overview: Decimal Point Analytics Pvt Ltd is a leading analytics firm that provides data-driven insights to businesses. We are seeking a tax compliance specialist to manage our tax obligations and ensure compliance with regulatory requirements. The ideal candidate will...


  • Mumbai, Maharashtra, India Lenden Club Techserve Private Limited Full time

    **Job Title:** Risk and Compliance SpecialistLenden Club Techserve Private Limited is seeking a highly skilled Risk and Compliance Specialist to join our finance team. As a key member of our finance function, you will be responsible for leading internal audits, developing management information systems, and providing strategic financial guidance to drive...


  • Mumbai, Maharashtra, India Illusion Dental Laboratory Full time

    Job SummaryWe are seeking a highly skilled HR Compliance Specialist to join our team at Illusion Dental Laboratory. As an HR Compliance Specialist, you will be responsible for ensuring compliance with employment laws, regulations, and organizational policies.Key Responsibilities:Monitor changes in labor laws and update policies accordingly.Frame, develop,...


  • Mumbai, Maharashtra, India Qure Full time

    About Qure:As the world's fastest-growing medical AI company, we have achieved an impressive 18 FDA and 62 CE marking clearances to date. Our cutting-edge solutions enhance patient outcomes across various care domains, including lung cancer, tuberculosis, and stroke. Our technologies have positively impacted over 22 million patients in more than 90 countries...


  • Mumbai, Maharashtra, India Indian Institute of Technology Bombay Development and Relations Foundation (IITB DRF) Full time

    Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at the Indian Institute of Technology Bombay Development and Relations Foundation (IITB DRF) in Mumbai. As a key member of our quality assurance team, you will play a critical role in ensuring compliance with Good Manufacturing Practice (GMP) regulations and...


  • Mumbai, Maharashtra, India Brunel Full time

    About Brunel InternationalAs a leading global workforce solutions provider, Brunel International is dedicated to empowering specialists in various industries. Our mission is to create an environment that supports the well-being, health, and safety of our internal and external specialists.We are committed to upholding this mission by fostering a culture of...


  • Mumbai, Maharashtra, India GeBBS Healthcare Solutions Full time

    Job Title:Contract Compliance SpecialistAbout the Role:We are seeking a highly skilled Contract Compliance Specialist to join our team at GeBBS Healthcare Solutions. As a key member of our compliance department, you will be responsible for ensuring that all business practices and operations adhere to regulatory requirements.Key Responsibilities:Ensure...


  • Mumbai, Maharashtra, India dentsu Full time

    About Dentsu India: Dentsu international comprises six leadership brands - Carat, dentsu X, iProspect, Isobar, dentsuMB and Merkle Sokrati, each supported by its specialist divisions and scaled services. With best-in-class services and solutions in Media, Customer Experience Management (CXM), and Creative, dentsu international operates in over 145 markets...

  • Compliance Specialist

    3 weeks ago


    Mumbai, Maharashtra, India Intellectual Capital HR Consulting Pvt. Ltd. Full time

    Job Overview">Intellectual Capital HR Consulting Pvt. Ltd., a leading provider of innovative human resource solutions, seeks an experienced Compliance Specialist to join our team.">About the Role">We are looking for a highly skilled and detail-oriented individual to ensure compliance with regulatory requirements, manage risk, and maintain a positive...


  • Mumbai, Maharashtra, India PKF SRIDHAR & SANTHANAM LLP Full time

    Job Title: Tax Compliance SpecialistWe are seeking a highly skilled Tax Compliance Specialist to join our Indirect Tax team in Mumbai Office. This role will involve providing end-to-end compliance management services for GST, Service Tax, VAT, and Customs.About the Role:Prepare and file applicable returns in GST, ensuring timely submission and...


  • Mumbai, Maharashtra, India Azelis Full time

    Job DescriptionAzelis India Pvt. Ltd., a leading global specialty chemical distributor, seeks an experienced Tax Compliance Specialist to join our team in Mumbai (Airoli).**Role Summary:**The GST & Direct Tax Compliance Specialist will be responsible for managing GST and direct tax compliance, preparing and filing tax returns, and ensuring adherence to all...

  • Compliance Specialist

    4 weeks ago


    Mumbai, Maharashtra, India Snaphunt Full time

    Job OverviewWe are seeking a highly skilled Compliance Specialist to join our team at Snaphunt. As a key member of our organization, you will play a crucial role in ensuring compliance with internal policies and regulatory requirements.About the JobThe successful candidate will be responsible for overseeing all aspects of compliance, including reviewing and...

  • Compliance Specialist

    3 weeks ago


    Mumbai, Maharashtra, India Avendus Full time

    About the RoleWe are seeking a Compliance Specialist to join our team at Avendus. The ideal candidate will have a strong understanding of regulatory requirements and be able to assist in ensuring compliance with RBI guidelines.ResponsibilitiesThe successful candidate will be responsible for assisting the Chief Compliance Officer (CCO) in ensuring adherence...


  • Mumbai, Maharashtra, India Vardhman Group Full time

    Role Overview:We are seeking a tax and compliance specialist to join our team at Vardhman Group. As a key member of our finance team, you will be responsible for ensuring timely and accurate filing of financial statements, ensuring regulatory compliance, and providing strategic tax planning services. If you have a passion for accounting and taxation, we...


  • Mumbai, Maharashtra, India myGwork Full time

    Amazon, an inclusive employer and a member of myGwork - the largest global platform for the LGBTQ+ business community, is seeking a skilled Safety and Compliance Specialist to join our team. With a focus on ensuring a safe and healthy working environment, this role requires strong leadership and communication skills to drive change and improvement in our...


  • Mumbai, Maharashtra, India Treelife Full time

    We are seeking a Compliance Support Specialist to join our team at Treelife in BKC, Mumbai. The estimated salary for this role is ₹50,000 per month.**Company Overview:**Treelife is a leading company that requires compliance support for our clients. We offer a full-time (in-office) internship opportunity with a stipend of ₹5k p.m.**Job...


  • Mumbai, Maharashtra, India credit Wise Capital Pvt Ltd Full time

    Job Title:Taxation and Compliance SpecialistEstimated Salary: ₹8,00,000 - ₹18,00,000/YearAbout the Job:Credit Wise Capital Pvt Ltd is seeking a highly skilled Taxation and Compliance Specialist to join its finance team.This role involves ensuring compliance with financial regulations, preparing and filing tax returns, and overseeing the preparation of...