Senior Compliance Specialist
10 hours ago
About Us
Fullon Finance Private Limited is a part of the Fullon Group, which aims to obtain a Merchant Banking Category I license. The group is involved in public issues, fund raising, mergers & acquisitions, and financial restructuring.
Job Role: Senior Compliance Specialist
Location: Mumbai
Job Description:
We seek an experienced Senior Compliance Specialist with at least 2 years of experience in a Mercantile Bank Category I firm or any public listed company. A qualified Company Secretary with additional legal expertise is required. This role involves ensuring adherence to all applicable SEBI regulations and other statutory compliances.
Main Responsibilities:
- Ensure compliance with SEBI regulations, capital markets standards, and corporate finance policies.
- Develop, implement, and monitor internal compliance policies and procedures.
- Review and update internal compliance manuals and processes based on regulatory changes.
- Liaise with SEBI, stock exchanges, and other regulatory bodies.
- Timely filing of returns, disclosures, and submissions to SEBI and other regulators.
- Drafting and reviewing agreements, contracts, and legal documentation.
Required Qualifications:
- A Company Secretary (CS) qualification is mandatory.
- LLB is beneficial for added value.
- Minimum 2 years of relevant experience in a Merchant Banking Category I firm or public listed company.
- Strong knowledge of SEBI regulations, compliances, and corporate governance principles.
- Experience dealing with SEBI, stock exchanges, and other regulatory authorities.
- Excellent communication, organizational, and interpersonal skills.
- Ability to work independently and manage multiple responsibilities effectively.
Estimated Salary: ₹25-35 Lakh Per Annum, depending on qualifications and experience.
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