Smest - Company Secretary & Compliance Officer

3 weeks ago


Mumbai, India Finance Full time

TITLE: Compliance Officer (Minimum Qualification - Company Secretary)

LOCATION: Mumbai 400052

JOB SUMMARY:

We are searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and internal guidelines.

ROLES AND RESPONSIBILITIES:

- Responsible for company affairs.

- Represent the company in legal matters.

- Provide legal and compliance perspectives to the business.

- Managing compliance aspects.

- Information memorandum.

- SEBI / BSE / NSE guidelines.

- Company law issuance.

- Compliance management.

- Periodic submission to the broking and DP compliance and operation team.

- Handle SCORES (Sebi Complaints Redress System) for SMEST Capital Pvt. Ltd.

- Manage Financial Intelligence Unit (FIU)

- Keep a clean check and updates on the SEBI KYC Registration Agency (KRA).

REQUIREMENTS:

- Any Company Secretary with a minimum 1 year of experience as Compliance.

- Freshers also can apply

COMPANY PROFILE:

SMEST Capital, is a fintech to provide solutions in the wealth management space through the use of technology as a medium. We are engaged in business of providing financial services. We are registered as stockbrokers in the New Debt Segment of BSE Limited.

WHY SMEST Capital:

- Salary at par with industry standards.

- Employee oriented salary structure

- Probable onsite opportunities.

- Opportunity to learn and grow up at the same time.

- Located in the midst of Khar-Bandra, The heart of Mumbai

Job Type: Full-time

Salary Offered : 7-10 LPA

(ref:iimjobs.com)
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