Compliance Officer

Greetings from Team Management Services (TMS), an end-to-end HR consulting services firm!     We found your resume suitable for the position of Compliance Officer currently open with one of our clients in Mumbai, India.   Company Profile:     Our client provides a state of the art, payment gateway solution - an essential component of...

Urgent Requirement for the post of Compliance Officer  Exp - 2 Years  Location: Goregaon Mumbai   Key Responsibilities: - Knowledge of compliances applicable for the BFSI sector (SEBI, RBI, IRDAI, PFRDA) - Analyze, prepare the gist and implications of regulatory communication and broadcast it - Prepare a compliance checklist (both, on-going...

**Urgent Requirement for the post of Compliance Officer** ** Exp - 2 Years** ** Location: Goregaon Mumbai** **Education - Commerce graduates doing compliance related work** **1. Knowledge of compliances applicable for the BFSI sector (SEBI, RBI, IRDAI, PFRDA) Analyze, prepare the gist and implications of regulatory communication and broadcast it...

**Our Exciting Opportunity**: The Compliance Office within Group Function (GF) Legal Affairs & Compliance develops and maintains Ericsson’s Ethics and Compliance Program (E&C Program). Members of the E&C team sitting in the Market Areas or operational units are responsible for supporting and monitoring the execution of the E&C program in all operating...

**Job ID**: Compliance Officer **Role**: Compliance Officer **Department**: Compliance and Legal **Location**: Andheri East, Mumbai, Maharashtra **Designation**: Manager - AVP **Reporting structure for the position**: Managing Director **No of Position Vacant**: 1 - Ensuring compliance with all rules & regulations framed by regulatory authorities like...

**TITLE: Compliance Officer (Minimum Qualification - Company Secretary)** LOCATION**:Mumbai 400052** **JOB SUMMARY**: We are searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines. **ROLES AND RESPONSIBILITIES**: - Responsible for company...

Centrum Financial Services Limited Centrum Financial Services Limited (CFSL) is an NBFC-CIC. It holds majority stake in Unity Small **Company** Finance Bank and will also be the holding company of all the regulated businesses (Brokerage, Wealth management, Insurance broking, merchant banking, Asset Management etc.) of Centrum Group as an NOFHC...

**Job Summary**: **Key Responsibilities**: - Ensure compliance with accounting standards, tax regulations, and company policies. - Monitor and review financial reports to guarantee accurate and timely submission. - Oversee the preparation of statutory accounts, tax returns, and other compliance-related documentation. - Conduct audits to assess financial...

**Job Title**-Compliance Officer **Industry**-FMCG **Educational Qualification**-Any Graduate **Job Location**-Mumbai, Andheri East **Years of Experience**-2 to 7 years - The ESIC & PF Compliance Officer is responsible for ensuring that the organization complies with all statutory obligations related to the Employees' State Insurance Corporation (ESIC)...

Aquis Search is partnering with a leading global investment firm to hire a Compliance Officer for their Mumbai office. This is a highly specialized role focused on SEBI regulations, FPI (Foreign Portfolio Investment) compliance, and research oversight . Why This Role? Front-Office Exposure: Mumbai office is a front-office setup with a growing research team....

Aquis Search is partnering with a leading global investment firm to hire a Compliance Officer for their Mumbai office. This is a highly specialized role focused on SEBI regulations, FPI (Foreign Portfolio Investment) compliance, and research oversight.Why This Role?- Front-Office Exposure: Mumbai office is a front-office setup with a growing research team.-...

About the RoleThe Compliance Officer will play a vital role in supporting the organization's compliance framework, ensuring adherence to regulatory requirements and corporate governance. This position will work closely with the compliance team to manage documentation, regulatory filings, and audits.Key Responsibilities• Ensure adherence to SEBI...

FULL TIME **Compliance Officer**: - **Your Profile will be kept confidential**: - Mumbai - Experience : Minimum 1 year years - Job ID : SHM/23/82 - Salary : As Per Market Standards Dear Applicants, Greetings! We are hiring Compliance Officer for a leading Shipping Company. Looking for: - Minimum 1 year of experience as compliance officer - Should...

**Compliance Officer (F/M)** **About Organisation**: At Worldline, our technology addresses persistent challenges of the payment world. We’ve established ourselves as a leading developer of creative software solutions for enabling the cashless society. If you are an authoritative Delivery Manager, then get ready to join our company. We have many...

**About Company**: A prominent and established player in the financial services sector, this organization specializes in stock broking and related financial solutions. With a strong focus on trust, transparency, and client-centric service, the company has built a solid reputation in the industry. It is committed to innovation and excellence, creating a...

Compliance Officer Job Description We are seeking a diligent, law-abiding, ethical, and meticulous Compliance Officer to fill this key role. Key Responsibilities: Ensure end-to-end compliance with the Companies Act 2013 and all relevant capital market intermediary regulations. Manage audit and other requirements related to the company's license/membership...

Compliance Officer Job Description We are seeking a diligent, law-abiding, ethical, and meticulous Compliance Officer to fill this key role. Key Responsibilities: Ensure end-to-end compliance with the Companies Act 2013 and all relevant capital market intermediary regulations. Manage audit and other requirements related to the company's license/membership...

Aquis Search is partnering with a leading global investment firm to hire a Compliance Officer for their Mumbai office. This is a highly specialized role focused on SEBI regulations, FPI (Foreign Portfolio Investment) compliance, and research oversight.Why This Role?Front-Office Exposure: Mumbai office is a front-office setup with a growing research...

Aquis Search is partnering with a leading global investment firm to hire a Compliance Officer for their Mumbai office. This is a highly specialized role focused on SEBI regulations, FPI (Foreign Portfolio Investment) compliance, and research oversight.Why This Role?Front-Office Exposure: Mumbai office is a front-office setup with a growing research...

Aquis Search is partnering with a leading global investment firm to hire a Compliance Officer for their Mumbai office. This is a highly specialized role focused on SEBI regulations, FPI (Foreign Portfolio Investment) compliance, and research oversight . Why This Role? Front-Office Exposure: Mumbai office is a front-office setup with a growing research...