Compliance Officer
6 months ago
Centrum Financial Services Limited
Centrum Financial Services Limited (CFSL) is an NBFC-CIC. It holds majority stake in Unity Small
**Company**
Finance Bank and will also be the holding company of all the regulated businesses (Brokerage,
Wealth management, Insurance broking, merchant banking, Asset Management etc.) of Centrum
Group as an NOFHC (Non-Operating Financial Holding Company)
**Title** Compliance Officer
5 -10 yrs
**Experience**
Exposure to CIC compliance is an added advantage
**Educational Qualification** CS. LLB will be an added advantage
1. Regulatory Compliance
**Roles and responsibilities**
2. RBI Liaison including handling Inspections, queries, communication etc.
**(Indicative)**
3. Secretarial function
**Job location** Kalina, Mumbai (Work from Office)
Solution-oriented. Do it the right way within the stipulated timeline
Excellent written & verbal communication, effective in dealing with Business &
Functional Heads/peers, good interpersonal analytical skills. High standards of ethics
& client focus
**Prerequisites ** Solution oriented, decisive, facilitate business in the right way, ability to communicate
unpopular opinions/decisions and to stay firm under pressure.
Good rapport with the industry peers; have effective regulatory outreach, Team player,
multi task, quick learner & ability to work independently.
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