Compliance Officer

6 months ago

Mumbai Maharashtra, India MSCI Inc Full time

Job Description - Compliance Officer (240000GF)
- Job Number: 240000GF
Requisition Title : Compliance Officer

**Description**:

**Your team responsibilities**

On the forefront of the financial services industry, MSCI’s Compliance team offers a fast-paced yet collegial environment, which is created through a strong culture of teamwork and close working relationships with different levels of management. This is an excellent opportunity for an outstanding, highly motivated professional to join our global Compliance team working out of Mumbai as a Compliance Officer and Reviewer.

**What we offer you**
- At MSCI we are passionate about what we do, and we are inspired by our purpose - to power better investment decisions. You’ll be part of an industry-leading network of creative, curious, and entrepreneurial pioneers. This is a space where you can challenge yourself, set new standards and perform beyond expectations for yourself, our clients, and our industry.
- Wherever you are located you will find transparent compensation schemes and employee benefits that can help ensure your financial security and health. While they vary by different locations, we offer a broad range of benefits that are part of the value you receive as an MSCI employee.
- Our flexible ways of working will allow you to maximize your potential, and we will empower you with the trust, accountability, and advanced technology to perform at your very best.
- You’ll find a purposeful approach to wellbeing to provide you with all the resources you need to be your best at work and in your personal life. Our ‘Here For You’ Employee Assistance Program is available for our employees globally, providing confidential emotional support, financial and legal advice free of charge.

**Your key responsibilities**
- Help review, monitor and audit publication policies and procedures in line with SEBI regulation and other regulatory regimes, industry best practice and business considerations and realities. This includes record keeping, policy maintenance and procedure checks
- Perform compliance testing and monitoring in line with SEBI and other global regulations
- Maintain a visible Compliance presence with research, product and marketing groups
- Review and manage Compliance workflow of MSCI’s external research and marketing materials, including ESG research reports, methodologies, presentations, blogs, white papers, and fact sheets
- Work on additional compliance functions and projects
- Deliver trainings and presentations regarding the firm’s compliance policies and procedures

**Your skills and experience that will help you excel**
- 5-9 years of relevant experience, preferably dealing with financial markets research and marketing review or financial regulator publication and research requirements
- Strong research-based editing skills
- Strong working knowledge of best practices for research quality review practices
- Experience reviewing or auditing record keeping and research review policies and practices
- Confidence giving presentations and conducting trainings
- Attention to detail
- Excellent interpersonal and speaking skills - including the ability to explain legal concepts to non-legal staff
- Ability to manage multiple projects and demands in a global organization
- Self-starter with proven ability to meet deadlines and act independently
- Excellent academic credentials
- Law Degree and licensed to practice law in India or another jurisdiction preferred

**How we’ll support you**
- Our culture of high performance and innovation relies on our people sharing their knowledge and lifting each other up. You’ll be surrounded by a collaborative, global network of talented colleagues who will support and inspire you to do the best work of your career.
- We believe new and challenging experiences drive personal growth and innovation. With the right challenges, encouragement, and development support you can shape your own career experience. Career paths are multi-directional, and we encourage and support internal mobility to help you identify new opportunities to progress and take control of your future.
- As a new joiner you’ll be enrolled on our Global Orientation interactive learning experience to set you up for success.
- At MSCI we act in ways that encourage respect for all voices, ensuring that everyone can be themselves and feel like they are a part of the company. We are intentional about ensuring that everyone is treated fairly and supported with equal opportunities to succeed.
- We have eight MSCI Employee Resource Groups: All Abilities, Asian Support Network, Black Leadership Network, Climate Action Network, Hola MSCI, Pride & Allies, Women in Tech, and Women’s Leadership Forum.

**About MSCI**

MSCI is a leading provider of critical decision support tools and services for the global investment community. With over 50 years of expertise in research, data, and technology, we power better investment decisions by enabling

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