Company Secretary
7 months ago
**TITLE: Compliance Officer**
**JOB SUMMARY**:
We are searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and internal guidelines.
**ROLES AND RESPONSIBILITIES**:
- Responsible for company affairs.
- Represent the company in legal matters.
- Provide legal and compliance perspectives to the business.
- Managing compliance aspects.
- Information memorandum.
- SEBI / BSE / NSE guidelines.
- Company law issuance.
- Compliance management.
- Periodic submission to the broking and DP compliance and operation team.
- Handle SCORES (Sebi Complaints Redress System) for SMEST Capital Pvt. Ltd.
- Manage Financial Intelligence Unit (FIU)
- Keep a clean check and updates on the SEBI KYC Registration Agency (KRA).
**REQUIREMENTS**:
- Any Company Secretary with a CS ID Membership Number.
- Freshers also can apply
**COMPANY PROFILE**:
SMEST Capital, is a fintech to provide solutions in the wealth management space through the use of technology as a medium. We are engaged in business of providing financial services. We are registered as stockbrokers in the New Debt Segment of BSE Limited.
**WHY SMEST Capital ???**:
- Salary at par with industry standards.
- Employee oriented salary structure
- Probable onsite opportunities.
- Opportunity to learn and grow up at the same time.
- Located in the midst of Khar-Bandra, The heart of Mumbai
Pay: ₹400,000.00 - ₹600,000.00 per year
Schedule:
- Day shift
Ability to commute/relocate:
- Mumbai, Maharashtra: Reliably commute or planning to relocate before starting work (required)
Application Question(s):
- How soon can you join us?
1. immediately
2. within 2 weeks
3. within 1 month
4. more than a month
**Experience**:
- total work: 1 year (preferred)
License/Certification:
- CS Membership (required)
Work Location: In person
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