Compliance Officer

1 month ago

Mumbai, India Fullon Finance Full time
About Us
Fullon Finance Private Limited is a part of Fullon Group and currently in a process of obtaining Merchant banking category I license. The group is already involved in public issues, Fund raising, Mergers & acquisition and financial restructuring.
Role:  Compliance Officer
Location: Mumbai
Job Description:
We are looking for a  Compliance Officer  with a minimum of  2 years of experience  in a  Merchant Banking Category I firm  or any  public listed company . The candidate should be a qualified  Company Secretary  with additional legal expertise. This role involves ensuring the company adheres to all applicable SEBI regulations and other statutory compliances.
Key Responsibilities:
Ensure compliance with  SEBI regulations ,  capital markets , and  corporate finance standards .
Develop, implement, and monitor internal compliance policies and procedures.
Review and update internal compliance manuals and processes based on regulatory changes.
Act as a liaison with SEBI, stock exchanges, and other regulatory bodies.
Monitor and ensure timely filing of returns, disclosures, and submissions to SEBI and other regulators.
Assist in drafting and reviewing agreements, contracts, and legal documentation.
Qualifications:
Company Secretary (CS) qualification is mandatory .
LLB is an added advantage.
Minimum  2 years  of relevant experience in a  Merchant Banking Category I firm  or  public listed company .
Strong knowledge of  SEBI regulations ,  compliances , and corporate governance.
Experience in dealing with SEBI, stock exchanges, and other regulatory bodies.
Excellent communication, organizational, and interpersonal skills.
Ability to work independently and manage multiple responsibilities.

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