Compliance officer
4 days ago
The role requires an experienced Compliance professional with proven Compliance experience in financial, accounting services or trust & fiduciary services, who will be accountable to run an efficient and effective Compliance function that ensures that all enterprise risks are monitored, compliance policies are adhered to and addressed while enabling smooth business. The role holder will be primarily responsibleto lead the compliance in the local office, with accountability to implement and maintain Amicorp’s Compliance framework – ensure there is an effective compliance framework, infrastructure, controls and associated policies, whereby the office complies with applicable local laws and regulations, supervisory requirements, as well as internal policies and procedures, while identifying and solving issues to ensure the smooth running of the business. Primary Duties And Responsibilities Develop and implement the compliance framework and policies, through effective execution of compliance tasks and identification and reporting of areas of improvement. Ensure that Group policies and procedures are implemented in line with local laws and regulations; and the local office and client entities are compliant with applicable laws and regulations Develop and implement compliance policies, procedures, and controls to ensure adherence to regulatory and legal requirements, especially in cross-border payments and B2 B transactions. Conduct regular reviews and audits to assess the effectiveness of compliance measures and make recommendations for improvement. Act as the main point of contact with Regulators, when necessary and be responsible for compliance related audits; complete the regulatory filings with the Central Bank and other relevant bodies as required. Monitor client acceptance, conduct on-going review of client files, transaction monitoring and risk review. Assist the Local Management Team (“LMT”) with the monitoring, interpretation and analysis of existing and prospective legislation or regulations which may impact the business and/or clients; Highlight all identified risks and compliance issues as well as solutions to the LMT and the Group. Discuss with Senior Account Managers (“SAM”) and Account Managers (“AM”) and Money Laundering Reporting Officer (“MLRO”) on unusual transactions. Ensure that Amicorp’s KYC, Anti-money laundering, Countering Terrorist Financing (AML/CFT) and Anti- Bribery and Corruption systems and On-boarding controls are adequate; Review and assess compliance breaches, escalate as necessary and work with the local Management Team (LMT) and Group Compliance to remediate and resolve any identified issues; Conduct due diligence on business partners, customers, and other stakeholders, especially in medium to high-risk jurisdictions. Responsible for the portfolio of client companies in conjunction with SAMs and AMs: manage and grow excellent relations with existing clients to ensure a good understanding of the clients business and structure to conduct a robust review to alleviate risks and ensure compliance with the changing regulatory landscape; Locally accountable for the management of compliance projects from the initiation and planning stages through execution and completion. Serve as the primary point of contact for regulatory bodies, ensuring timely and accurate responses to inquiries and maintaining a strong working relationship with relevant authorities. Support business strategy of the local office, representing the compliance capabilities to clients and business partners; Build sound relationships and engage the Sales team, in order to fully understand the products, solutions and services being offered and ensure they are compliant with local laws and regulations. Work with Group Compliance and Learning and Development team to provide compliance related training and informal coaching to raise staff awareness of compliance and risk management principles. Reporting Prepare and submit regular reports to senior management on compliance and risk management activities, highlighting areas of concern and proposed solutions. Candidate Profile :- Relevant Bachelor’s or Master’s Degree and other relevant Company Secretary professional qualifications Over 10 years’ previous experience of establishing and/or working in a compliance function. Experience in a financial services business and liaising with regulators preferred. Solid understanding of local and international tax and regulations including exposure to CRS, FATCA, BEPS, GAAR Strong commercial mindset, takes initiative, positive and proactive, dedicated, focused and revenue and target driven. Excellent client facing skills. Well-developed spoken and written communication skills and the ability to tailor style to relevant audiences and successfully liaise with people at different levels. Excellent English language fluency: additional languages preferred. Strong analytical and problem-solving skills, solution driven, highly organized and detail-orientated with good decision making and time management skills. Independent, hands-on and takes accountability to deliver solutions and results Ability to adapt and work in a smaller, dynamic local team environment; along with being part of a bigger matrix organization. Proven leadership and team player skills, with ambition to excel in the role.
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Compliance Officer
3 weeks ago
Mumbai, India Amicorp Group Full timeThe role requires an experienced Compliance professional with proven Compliance experience infinancial, accounting services or trust & fiduciary services, who will be accountable to run an efficient and effective Compliance function that ensures that all enterprise risks are monitored, compliance policies are adhered to and addressed while enabling smooth...
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Compliance officer
3 weeks ago
Mumbai, India Amicorp Group Full timeThe role requires an experienced Compliance professional with proven Compliance experience infinancial, accounting services or trust & fiduciary services, who will be accountable to run an efficient and effective Compliance function that ensures that all enterprise risks are monitored, compliance policies are adhered to and addressed while enabling smooth...
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Compliance Officer
3 weeks ago
Mumbai, India Amicorp Group Full timeThe role requires an experienced Compliance professional with proven Compliance experience infinancial, accounting services or trust & fiduciary services, who will be accountable to run an efficient and effective Compliance function that ensures that all enterprise risks are monitored, compliance policies are adhered to and addressed while enabling smooth...
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Compliance Officer
3 weeks ago
Mumbai, India Amicorp Group Full timeThe role requires an experienced Compliance professional with proven Compliance experience in financial, accounting services or trust & fiduciary services, who will be accountable to run an efficient and effective Compliance function that ensures that all enterprise risks are monitored, compliance policies are adhered to and addressed while enabling smooth...
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Compliance Officer
3 weeks ago
Mumbai, India Amicorp Group Full timeThe role requires an experienced Compliance professional with proven Compliance experience infinancial, accounting services or trust & fiduciary services, who will be accountable to run an efficient and effective Compliance function that ensures that all enterprise risks are monitored, compliance policies are adhered to and addressed while enabling smooth...
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Compliance Officer
3 weeks ago
Mumbai, India Amicorp Group Full timeThe role requires an experienced Compliance professional with proven Compliance experience infinancial, accounting services or trust & fiduciary services, who will be accountable to run an efficient and effective Compliance function that ensures that all enterprise risks are monitored, compliance policies are adhered to and addressed while enabling smooth...
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Compliance Officer
6 months ago
Mumbai, India jai kisan Full timeWe are seeking a Compliance Officer with 2-3 years of experience in a regulated entity such as NBFCs or Banks. The Compliance Officer will ensure the company's adherence to various legal and regulatory requirements, including company law, FEMA, and RBI-NBFC compliances. This role is crucial for maintaining compliance with applicable laws, regulations, and...
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Compliance Officer
1 month ago
mumbai, India Fullon Finance Full timeAbout UsFullon Finance Private Limited is a part of Fullon Group and currently in a process of obtaining Merchant banking category I license. The group is already involved in public issues, Fund raising, Mergers & acquisition and financial restructuring.Role: Compliance OfficerLocation: MumbaiJob Description:We are looking for a Compliance Officer with...
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Compliance Officer
1 month ago
Mumbai, India Fullon Finance Full timeAbout UsFullon Finance Private Limited is a part of Fullon Group and currently in a process of obtaining Merchant banking category I license. The group is already involved in public issues, Fund raising, Mergers & acquisition and financial restructuring.Role: Compliance OfficerLocation: MumbaiJob Description:We are looking for a Compliance Officer with...
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Compliance Officer
6 days ago
Mumbai, Maharashtra, India Transformatrix Global Private Limited Full timeAbout the Job:We are looking for a Compliance Officer to join our team at Transformatrix Global Private Limited. As a Compliance Officer, you will be responsible for ensuring that all financial transactions and activities are compliant with relevant laws and regulations.Key responsibilities include maintaining general ledgers, preparing financial statements,...
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Compliance officer
1 month ago
Mumbai, India India Alternatives Investment Advisors Full timeExciting opportunity to join a top performing private equity firm as a Compliance Officer. Compliance Role in a Private Equity Firm We at India Alternatives are seeking a diligent and experienced Compliance Officer to join our team. The Compliance Officer will play a critical role in ensuring that our firm and its funds adhere to all relevant laws,...
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Compliance Officer
1 month ago
mumbai, India India Alternatives Investment Advisors Full timeExciting opportunity to join a top performing private equity firm as a Compliance Officer. Compliance Role in a Private Equity Firm We at India Alternatives are seeking a diligent and experienced Compliance Officer to join our team. The Compliance Officer will play a critical role in ensuring that our firm and its funds adhere to all relevant laws,...
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Compliance Officer
1 month ago
Mumbai, India India Alternatives Investment Advisors Full timeExciting opportunity to join a top performing private equity firm as a Compliance Officer.Compliance Role in a Private Equity FirmWe at India Alternatives are seeking a diligent and experienced Compliance Officer to join our team. The Compliance Officer will play a critical role in ensuring that our firm and its funds adhere to all relevant laws,...
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Compliance officer
1 month ago
Mumbai, India India Alternatives Investment Advisors Full timeExciting opportunity to join a top performing private equity firm as a Compliance Officer.Compliance Role in a Private Equity FirmWe at India Alternatives are seeking a diligent and experienced Compliance Officer to join our team. The Compliance Officer will play a critical role in ensuring that our firm and its funds adhere to all relevant laws,...
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Compliance Officer
1 month ago
mumbai, India India Alternatives Investment Advisors Full timeExciting opportunity to join a top performing private equity firm as a Compliance Officer.Compliance Role in a Private Equity FirmWe at India Alternatives are seeking a diligent and experienced Compliance Officer to join our team. The Compliance Officer will play a critical role in ensuring that our firm and its funds adhere to all relevant laws,...
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Compliance Officer
7 months ago
Mumbai, Maharashtra, India HR tailor Full timeGreetings from Team Management Services (TMS), an end-to-end HR consulting services firm! We found your resume suitable for the position of Compliance Officer currently open with one of our clients in Mumbai, India. Company Profile: Our client provides a state of the art, payment gateway solution - an essential component of...
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Compliance Officer
1 month ago
mumbai, India India Alternatives Investment Advisors Full timeExciting opportunity to join a top performing private equity firm as a Compliance Officer. Compliance Role in a Private Equity Firm We at India Alternatives are seeking a diligent and experienced Compliance Officer to join our team. The Compliance Officer will play a critical role in ensuring that our firm and its funds adhere to all relevant laws,...
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Compliance Officer
1 month ago
Mumbai, India India Alternatives Investment Advisors Full timeExciting opportunity to join a top performing private equity firm as a Compliance Officer.Compliance Role in a Private Equity FirmWe at India Alternatives are seeking a diligent and experienced Compliance Officer to join our team. The Compliance Officer will play a critical role in ensuring that our firm and its funds adhere to all relevant laws,...
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Compliance Officer
1 month ago
Mumbai, India India Alternatives Investment Advisors Full timeExciting opportunity to join a top performing private equity firm as a Compliance Officer. Compliance Role in a Private Equity Firm We at India Alternatives are seeking a diligent and experienced Compliance Officer to join our team. The Compliance Officer will play a critical role in ensuring that our firm and its funds adhere to all relevant laws,...
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Compliance Officer
1 month ago
Mumbai, India India Alternatives Investment Advisors Full timeExciting opportunity to join a top performing private equity firm as a Compliance Officer.Compliance Role in a Private Equity FirmWe at India Alternatives are seeking a diligent and experienced Compliance Officer to join our team. The Compliance Officer will play a critical role in ensuring that our firm and its funds adhere to all relevant laws,...
