Compliance Officer
5 months ago
We are seeking a Compliance Officer with 2-3 years of experience in a regulated entity such as NBFCs or Banks. The Compliance Officer will ensure the company's adherence to various legal and regulatory requirements, including company law, FEMA, and RBI-NBFC compliances. This role is crucial for maintaining compliance with applicable laws, regulations, and internal policies.
Roles & Responsibilities:
- Ensure all RBI regulations applicable to NBFCs are strictly adhered to and communicate these requirements to cross-functional teams such as Credit, Product, Technology, and Business.
- Advice on compliance norms as prescribed under the Companies Act 2013, Securities, and other business laws, regulations, and guidelines.
- Should be fully conversant with all RBI notifications, regulations and reporting
- Train cross-functional personnel on regulatory compliance.
- Ensure compliance with statutory requirements and filings under the Companies Act.
- File all periodical reports to regulators.
- Track and monitor statutory, labor, and regulatory compliances as required by law.
- Manage RBI-NBFC compliances and coordinate with regulatory authorities
Requirements
- Minimum 3 years of experience in handling NBFC compliance.
- Post graduate in related fields.
- Qualified Company Secretary (CS) degree is preferred.
- Proficient in filing regulatory reports online with relevant experience, particularly filing RBI reports on the portal.
- Effective communication and interpersonal skills.
- Ability to work independently and collaboratively within a team.
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