Compliance Officer

5 months ago


Mumbai, India jai kisan Full time

We are seeking a Compliance Officer with 2-3 years of experience in a regulated entity such as NBFCs or Banks. The Compliance Officer will ensure the company's adherence to various legal and regulatory requirements, including company law, FEMA, and RBI-NBFC compliances. This role is crucial for maintaining compliance with applicable laws, regulations, and internal policies.

Roles & Responsibilities:

  • Ensure all RBI regulations applicable to NBFCs are strictly adhered to and communicate these requirements to cross-functional teams such as Credit, Product, Technology, and Business.
  • Advice on compliance norms as prescribed under the Companies Act 2013, Securities, and other business laws, regulations, and guidelines.
  • Should be fully conversant with all RBI notifications, regulations and reporting
  • Train cross-functional personnel on regulatory compliance.
  • Ensure compliance with statutory requirements and filings under the Companies Act.
  • File all periodical reports to regulators.
  • Track and monitor statutory, labor, and regulatory compliances as required by law.
  • Manage RBI-NBFC compliances and coordinate with regulatory authorities 

Requirements

  • Minimum 3 years of experience in handling NBFC compliance.
  • Post graduate in related fields.
  • Qualified Company Secretary (CS) degree is preferred.
  • Proficient in filing regulatory reports online with relevant experience, particularly filing RBI reports on the portal.
  • Effective communication and interpersonal skills.
  • Ability to work independently and collaboratively within a team.

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