Compliance Officer

2 weeks ago


Kottayam, Kerala, India beBeeRegulatory Full time ₹ 60,00,000 - ₹ 80,00,000
Job Title: Compliance Professional

We are seeking a highly skilled Compliance Professional to join our team.

This is an exciting opportunity for you to utilize your expertise in enforcing regulations and maintaining compliance within the organization.

The ideal candidate will have strong analytical skills, excellent communication abilities, and a keen eye for detail.

Responsibilities:

  • Analyse system & cyber audit reports submitted by Trading Members/Stockbrokers.
  • Review MIS for delay submissions, non-compliance, and non-submissions.
  • Address ATR & Follow-On non-submissions, delays, and non-compliance issues.
  • Communicate via email with TMs regarding timely submissions and non-compliance matters.
  • Conduct quality checks and ensure accuracy of System and Cyber Audit reports.
  • Maintain MIS for tracking System and Cyber Audit reports.
  • Approve system & cyber audit reports submitted by IMs on the portal.
  • Review evidence for non-compliances shared by Trading Members/Auditors at level 1.
  • Resolve queries related to System and Cyber Audit reports.
  • Assist in drafting Business Requirement Specifications (BRS) for system enhancement & development.
  • Participate in UAT/final testing of system enhancement/business requirements.
  • Draft circulars based on relevant regulatory circulars at level 1.
  • Conduct RCA Analysis at level 1.
  • Verify and authenticate auditor certificates.
  • Manage conflict of interest in audit reports submitted by TM.
  • Coordinate with CERT-IN firm entities for resubmission.
  • Submit Algo MIS reports.

Required Skills and Qualifications:

  • CISA Certification (completed/pursuing)
  • CA or MBA finance graduate
  • BE/B.Tech (preference CISA+CA)

Benefits:

This role offers a challenging and rewarding career path with opportunities for growth and development.

You will be part of a dynamic team that values innovation and collaboration.

The company offers a competitive salary and benefits package.

Others:

Please submit your application, including your resume and cover letter, to us today.

We look forward to hearing from you soon.



  • Kottayam, Kerala, India beBeeAdministrative Full time ₹ 15,00,000 - ₹ 25,00,000

    ">Job Title: HR & Admin Executive">Location: BangaloreExperience: 3 to 5 yearsEmployment Type: Full-timeAbout the Role:We are seeking a dynamic and self-driven individual to manage company policies, ensure statutory and safety compliance, and streamline day-to-day administrative operations.This role is ideal for someone who enjoys structure, takes ownership,...


  • Kottayam, Kerala, India beBeeAdministrative Full time ₹ 10,00,000 - ₹ 15,00,000

    Job ProfileThis role oversees the enforcement of membership compliance within the organization and supports a team to achieve optimal operational efficiency.Key Responsibilities:Change in Director's Details:The position involves scrutinizing and processing applications for change in director as per set norms and standards.Applications related to change in...


  • Kottayam, Kerala, India beBeeCompliance Full time ₹ 8,00,000 - ₹ 12,00,000

    Job Summary:A skilled Compliance Specialist is required to join our organization.The role involves ensuring adherence to regulatory frameworks, conducting risk assessments and audits, and maintaining knowledge of evolving compliance requirements.The ideal candidate should have a strong understanding of financial regulations and the ability to identify,...


  • Kottayam, Kerala, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000

    Job Title: Chief Compliance OfficerRole Overview:A seasoned professional is sought to oversee and ensure adherence to regulatory requirements, guidelines, and laws. This role involves ensuring that all business activities are conducted in compliance with relevant regulations.Responsibilities include:Ensuring compliance with IFSCA, SEBI AIF, PMS Guidelines...


  • Kottayam, Kerala, India beBeeRegulatory Full time ₹ 1,50,00,000 - ₹ 2,50,00,000

    Regulatory Compliance LeadJob Description:The Regulatory Compliance Lead will oversee the implementation of regulatory requirements for all provisions of the SEBI Act, AIF Regulations/FEMA/IFSC regulations and circulars. This includes managing relationships with regulatory bodies to ensure timely reporting and compliance.Key Responsibilities:Coordinate with...


  • Kottayam, Kerala, India beBeeCompliance Full time ₹ 1,20,00,000 - ₹ 2,50,00,000

    The role of an IT Governance, Risk and Compliance (GRC) Manager is crucial in enabling the organization to conduct its business in full compliance with relevant national and international laws, regulations, professional standards, and accepted business practices.This includes maintaining high levels of IT Security through frameworks such as SOC2, ISO27001,...


  • Kottayam, Kerala, India beBeeAudit Full time ₹ 25,00,000 - ₹ 40,00,000

    Internal Auditor RoleAs an internal auditor, you will be responsible for conducting thorough and independent audits to ensure the company's internal controls are functioning effectively.Audit Planning and ExecutionPlan and execute internal audits across multiple departments and functions to assess risk management processes and operational procedures.Conduct...


  • Kottayam, Kerala, India beBeeTaxonomy Full time ₹ 9,00,000 - ₹ 12,00,000

    Tax SpecialistAs a Tax Specialist, you will be responsible for ensuring the company is in compliance with all tax laws and regulations. This includes preparing and submitting tax returns, conducting audits, and providing guidance on tax-related matters.Key Responsibilities:• Strong knowledge of Goods and Services Tax (GST) Returns, including GSTR-1,...


  • Kottayam, Kerala, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,00,00,000

    About the Role:The ideal candidate will have 6-8 years of relevant work experience and a postgraduate degree from a reputable institute or university.Support compliance operations by handling all matters related to compliance.Manage inward and outward SEBI correspondences, track and escalate SEBI communications as necessary.Maintain a list of members' PO/DD,...


  • Kottayam, Kerala, India beBeeAudit Full time ₹ 60,00,000 - ₹ 1,00,00,000

    Internal Audit Manager PositionRain Industries is seeking an experienced Internal Audit Manager to join its global internal audit team. The successful candidate will be responsible for delivering high-quality audit work in line with the company's methodology.Key Responsibilities:Deliver assigned audit work with limited supervision, including scoping,...