
Chief Compliance Manager
1 day ago
The ideal candidate will have 6-8 years of relevant work experience and a postgraduate degree from a reputable institute or university.
- Support compliance operations by handling all matters related to compliance.
- Manage inward and outward SEBI correspondences, track and escalate SEBI communications as necessary.
- Maintain a list of members' PO/DD, monitor FIU Alerts, and disseminate FIU Guidelines to members as applicable.
- Organize and manage PML compliances, provide administrative support and assistance in high-impact Compliance initiatives.
- Handle documentation of correspondence between the Exchange and SEBI, manage custody of agreements/undertaking, and draft Board Agendas.
- Provide administrative support and assistance to the Chief Compliance Officer.
This role requires strong attention to detail, process-driven approach, high integrity, responsiveness, effective communication, and attentiveness.
Key Skills:- Adequate knowledge of regulatory functions, administrative support, MS Excel, and MS PowerPoint skills.
- Knowledge and understanding of Exchange ecosystem and operations, ability to grasp and interpret compliance & regulatory knowledge.
- High degree of technical competence in MS Office applications and proficiency in communicating with various stakeholders.
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