Chief Regulatory Compliance Specialist

3 days ago

Kottayam, Kerala, India beBeeRegulatory Full time ₹ 13,52,700 - ₹ 23,75,100
We are seeking a seasoned Compliance Officer to join our team. As a key member of our organization, you will be responsible for ensuring adherence to RBI and SEBI regulations, supporting governance processes, managing audits and inspections, and providing compliance guidance to senior leadership and board-level committees.
The ideal candidate will have strong expertise in regulatory compliance, risk management, and legal matters. Key responsibilities include:
**Regulatory Monitoring & Implementation**
  • Continuously track and evaluate regulatory updates relevant to the organization.
  • Assess the impact of regulatory changes on policies and business processes.
  • Disseminate updates to senior management and ensure timely implementation.

**Compliance Advisory & Governance**
  • Ensure strict adherence to RBI and SEBI guidelines.
  • Provide compliance advisory to business teams on loan proposals and related matters.
  • Present compliance updates and key issues to the Board and board committees.

**Reporting & Communication**
  • Prepare and submit periodic returns to RBI and other regulators.
  • Act as the single point of contact for regulatory queries and clarifications.
  • Coordinate with group entities to share compliance updates and submit data.

**Testing & Review**
  • Develop and implement the annual compliance testing plan.
  • Report significant compliance lapses to the Audit Committee and senior leadership.
  • Conduct regular compliance reviews and test internal controls across departments.

**Audit & Inspection Management**
  • Lead annual RBI inspections, statutory and internal audits, and other regulatory reviews.
  • Ensure audit readiness, effective participation, and timely closure of audit findings.

**Legal**
  • Handle legal matters including contracts, compliance, litigation, and regulatory affairs.

To be successful in this role, you will need:
  • Bachelors or Master's degree in Law, Finance, or related field.
  • 7–13 years of experience in regulatory compliance, preferably in banking or NBFC sector.
  • Strong understanding of RBI and SEBI regulations and financial compliance frameworks.
  • Excellent communication, analytical, and stakeholder management skills.
  • Experience in handling audits, inspections, and board-level presentations.

Preferred attributes include:
  • Certification in Compliance, Risk Management, or related areas.
  • Experience in policy drafting and governance.
  • Familiarity with compliance systems and automation tools.

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