
Lead Compliance Professional
3 days ago
This is an exciting opportunity to join a leading fund management firm as a Senior Manager/Chief Manager-Compliance. As a key member of our team, you will be responsible for ensuring the company's compliance with regulatory requirements and maintaining a high level of professionalism in all interactions.
Key Responsibilities:
- Coordinating with clients to ensure SEBI AIF/PMS compliances are met.
- Resolving regulatory queries from clients and stakeholders.
- Assisting in coordinating during inspections and audits.
- Ensuring regulatory compliance for the company across various projects.
Requirements:
- Excellent verbal and written communication skills.
- Good experience in activities related to the securities market or financial products.
- Candidates with exposure in AIF/PMS compliance are preferred.
Benefits:
- Opportunity to work with a leading fund management firm.
- Challenging role with opportunities for growth and development.
Additional Information:
- Working days: 5 days (WFO).
- Experience: 3-10 years in compliance management in AIF/PMS/Fixed income/SEBI.
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