
Executive Compliance Officer
2 weeks ago
This role oversees the enforcement of membership compliance within the organization and supports a team to achieve optimal operational efficiency.
Key Responsibilities:- Change in Director's Details:
- The position involves scrutinizing and processing applications for change in director as per set norms and standards.
- Applications related to change in director details, change in SHP/DPG, directors, and transfer of membership are thoroughly screened.
- Maintaining accurate records, updating control sheets, and following up with members via mail and phone calls is essential.
- Change in Shareholding/DPG Pattern/Change in Constitution/Re-constitution of Partnership Firm:
- The position requires scrutinizing and processing shareholding/DPG pattern constitution/re-constitution of partnership firm.
- Keeping records, updating control sheets, and following up with members via mail and phone calls is necessary.
- Change in Name of Member Entity and Change in Member Office Address:
- Scrutinizing and processing applications as per norms and updating relevant databases is required.
- Processing such applications without any errors within prescribed timelines, updating member names and addresses in CRM databases as per member requests, and updation to other departments is essential.
- Closure of Alerts in Trackwizz Application, Maintaining Monthly Database and MIS/Collation of Data for SEBI/Internal Department:
- Postgraduate degree in Law or Commerce from a reputable institution.
- Minimum 3 years of work experience in securities/capital market, financial services, mutual funds, or insurance companies.
- Proactive and result-oriented mindset.
- Analytical ability and attention to detail.
- Excellent communication skills.
- Ability to share knowledge and best practices across teams.
- Compliance with company and regulatory standards.
-
Senior Compliance Officer
2 weeks ago
Kottayam, Kerala, India beBeeAdministrative Full time ₹ 15,00,000 - ₹ 25,00,000">Job Title: HR & Admin Executive">Location: BangaloreExperience: 3 to 5 yearsEmployment Type: Full-timeAbout the Role:We are seeking a dynamic and self-driven individual to manage company policies, ensure statutory and safety compliance, and streamline day-to-day administrative operations.This role is ideal for someone who enjoys structure, takes ownership,...
-
Chief Compliance Officer
2 weeks ago
Kottayam, Kerala, India beBeeAudit Full time ₹ 25,00,000 - ₹ 40,00,000Internal Auditor RoleAs an internal auditor, you will be responsible for conducting thorough and independent audits to ensure the company's internal controls are functioning effectively.Audit Planning and ExecutionPlan and execute internal audits across multiple departments and functions to assess risk management processes and operational procedures.Conduct...
-
Compliance Specialist Position
2 weeks ago
Kottayam, Kerala, India beBeeCompliance Full time ₹ 4,00,000 - ₹ 8,00,000Compliance Executive RoleWe are seeking a skilled professional to fill the role of Compliance Executive. This position will be responsible for assisting with day-to-day compliance activities, including secretarial support, basic accounting work, and statutory form filings.About the JobKey Responsibilities:Carry out secretarial compliance tasks, such as...
-
Chief Compliance Officer
2 weeks ago
Kottayam, Kerala, India beBeeCompliance Full time ₹ 8,00,000 - ₹ 12,00,000Job Summary:A skilled Compliance Specialist is required to join our organization.The role involves ensuring adherence to regulatory frameworks, conducting risk assessments and audits, and maintaining knowledge of evolving compliance requirements.The ideal candidate should have a strong understanding of financial regulations and the ability to identify,...
-
Chief Compliance Officer
2 weeks ago
Kottayam, Kerala, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000Job Title: Chief Compliance OfficerRole Overview:A seasoned professional is sought to oversee and ensure adherence to regulatory requirements, guidelines, and laws. This role involves ensuring that all business activities are conducted in compliance with relevant regulations.Responsibilities include:Ensuring compliance with IFSCA, SEBI AIF, PMS Guidelines...
-
Senior Compliance Officer
2 weeks ago
Kottayam, Kerala, India beBeeRegulatory Full time ₹ 1,50,00,000 - ₹ 2,50,00,000Regulatory Compliance LeadJob Description:The Regulatory Compliance Lead will oversee the implementation of regulatory requirements for all provisions of the SEBI Act, AIF Regulations/FEMA/IFSC regulations and circulars. This includes managing relationships with regulatory bodies to ensure timely reporting and compliance.Key Responsibilities:Coordinate with...
-
Chief Compliance Officer
2 weeks ago
Kottayam, Kerala, India beBeeCompliance Full time ₹ 1,20,00,000 - ₹ 2,50,00,000The role of an IT Governance, Risk and Compliance (GRC) Manager is crucial in enabling the organization to conduct its business in full compliance with relevant national and international laws, regulations, professional standards, and accepted business practices.This includes maintaining high levels of IT Security through frameworks such as SOC2, ISO27001,...
-
Chief Compliance Officer
2 weeks ago
Kottayam, Kerala, India beBeeTaxonomy Full time ₹ 9,00,000 - ₹ 12,00,000Tax SpecialistAs a Tax Specialist, you will be responsible for ensuring the company is in compliance with all tax laws and regulations. This includes preparing and submitting tax returns, conducting audits, and providing guidance on tax-related matters.Key Responsibilities:• Strong knowledge of Goods and Services Tax (GST) Returns, including GSTR-1,...
-
Chief Compliance Manager
2 weeks ago
Kottayam, Kerala, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,00,00,000About the Role:The ideal candidate will have 6-8 years of relevant work experience and a postgraduate degree from a reputable institute or university.Support compliance operations by handling all matters related to compliance.Manage inward and outward SEBI correspondences, track and escalate SEBI communications as necessary.Maintain a list of members' PO/DD,...
-
Chief Compliance Officer
2 weeks ago
Kottayam, Kerala, India beBeeAudit Full time ₹ 60,00,000 - ₹ 1,00,00,000Internal Audit Manager PositionRain Industries is seeking an experienced Internal Audit Manager to join its global internal audit team. The successful candidate will be responsible for delivering high-quality audit work in line with the company's methodology.Key Responsibilities:Deliver assigned audit work with limited supervision, including scoping,...