Compliance Officer

24 hours ago

Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,50,00,000
Job Title: Compliance Officer - Risk Management Specialist

Overview:
We are seeking a highly skilled and experienced Compliance Officer to join our team. As a key member of our Surveillance team, you will play a crucial role in designing, implementing, and overseeing surveillance programs aimed at detecting behaviors that may violate regulatory rules or internal policies and procedures.

Responsibilities:
- Create, enhance, and implement surveillance scenarios and conduct surveillance reviews
- Improve surveillance tools and applications by coordinating with IT on timely enhancements and proactively addressing potential issues
- Gather, review, investigate, and analyze trade data as well as respond to regulatory inquiries from major regulatory bodies
- Participate in ad-hoc requests, special projects, and regulatory exams directed by other organizations within the compliance or legal departments

Qualifications:
- Knowledge of compliance laws, rules, regulations, risks, and typologies
- General understanding of securities trading and corresponding regulations with proven ability to prioritize and manage multiple projects
- Excellent research and analytical skills, along with technical aptitude
- Excellent written and verbal communication skills
- Self-starter with flexibility, innovation, and adaptability
- Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
- Advanced project management and organizational skills with capability to handle multiple projects at one time
- Proficient in MS Office applications

What We Offer:
- Competitive salary and benefits package
- Opportunity to work with a leading financial institution
- Collaborative and dynamic work environment
- Professional development opportunities

How to Apply:
If you are a motivated and detail-oriented individual with a passion for compliance and risk management, we encourage you to apply for this exciting opportunity.

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