Compliance Officer

Job Title: Compliance Officer">About the Role:We are seeking a highly skilled and experienced Compliance Officer to join our team. As a key member of our organization, you will play a vital role in ensuring that we maintain high standards of compliance and risk management.">Key Responsibilities:

Job Title: Compliance OfficerAbout the Role:We are seeking a highly skilled and experienced Compliance Officer to join our team.The ideal candidate will have a strong understanding of corporate ethics frameworks, regulatory compliance, and case management.Key Responsibilities:Review investigation reports for accuracy and completeness, ensuring all necessary...

Job Summary:The Compliance Officer ensures that the company, acting as a Registrar and Transfer Agent (RTA), complies with all regulatory requirements, internal policies, and industry best practices. This role involves monitoring compliance with SEBI (or relevant regulatory body) guidelines, investor grievance handling, reporting, audits, and internal...

Position: Compliance Officer (Proprietary Trading Desk)Job Overview:We are looking for a proactive and detail-oriented Compliance Officer to oversee regulatory, risk, and exchange compliance across our broking operations and proprietary trading desk, including algorithmic trading activities. This role demands close coordination with trading, risk, and...

Position: Compliance OfficerLocation: MumbaiExperience: Company Secretary 3–4 years post-qualificationReporting to: CEORole OverviewWe are looking for a qualified and motivated Company Secretary with 3–4 years of post-qualification experience to lead and manage the compliance function of our firm. The role includes ensuring compliance with SEBI...

Position : Compliance Officer Location : Mumbai Experience : Company Secretary 3–4 years post-qualification Reporting to : CEO Role Overview We are looking for a qualified and motivated Company Secretary with 3–4 years of post-qualification experience to lead and manage the compliance function of our firm. The role includes ensuring compliance with SEBI...

We are seeking a detail-oriented and highly motivated Junior Compliance Officer to join our compliance team at Mansi Shares, a fast-growing share market and stock broking firm. The ideal candidate will support day-to-day compliance activities and help ensure adherence to SEBI regulations and internal company policies.ResponsibilitiesMonitor and ensure...

Only candidates with 15+ years of experienceOnly candidates from/open to relocate to Mumbai to applyAbout Our ClientThe hiring company is a well-established organisation in the financial services industry, specialising in private banking and related services. With a significant presence in its sector, the company provides a professional environment focused...

Job Title:Corporate Compliance OfficerJob Description:To ensure seamless compliance with regulatory requirements, this role will oversee the management of all corporate legal matters.Responsibilities:Manage and maintain accurate records of company compliances from a statutory and regulatory standpoint.Coordinate with government authorities and stock...

Job Title: Chief Compliance OfficerWe are seeking a highly skilled and experienced Chief Compliance Officer to join our team. The successful candidate will be responsible for developing and implementing effective compliance programs, policies, and procedures that mitigate risks associated with third-party interactions.The ideal candidate will have a strong...