Senior Regulatory Specialist

4 days ago

Gandhinagar, Gujarat, India beBeeFinancial Full time ₹ 8,10,000 - ₹ 10,15,000
Compliance Analyst Job Description

We are seeking a highly detail-oriented and proactive Compliance Analyst to play a vital role in ensuring our company's compliance with financial regulations.

This includes monitoring, interpreting, and implementing regulatory guidelines, conducting regular internal reviews and compliance risk assessments, and assisting in audits.

About the Role:

  • Regulatory Compliance:
    • Monitor and interpret relevant regulatory guidelines such as RBI, SEBI, FEMA, and other regulations.
    • Ensure timely filings and reporting to regulators.
    • Maintain up-to-date knowledge of evolving compliance and regulatory requirements.
  • Compliance Monitoring & Risk Assessment:
    • Conduct regular internal reviews and compliance risk assessments.
    • Identify process gaps and propose corrective actions.
    • Track remediation of compliance issues and ensure timely closure.
  • Policy & Documentation:
    • Assist in drafting, updating, and implementing compliance policies and procedures.
    • Maintain accurate documentation for internal compliance controls.
    • Educate internal teams on compliance obligations through training and awareness programs.
  • Audit & Reporting:
    • Support internal, statutory, and regulatory audits.
    • Prepare compliance reports for senior management and regulatory bodies.
    • Act as a point of contact for compliance queries across departments.
  • Collaboration:
    • Work closely with legal, finance, and operations teams to ensure organization-wide compliance.
    • Provide inputs on compliance risks during product and process development.

Required Skills and Qualifications:

  • CA (Inter), CS, MBA (Finance)
  • 2–4 years of experience in compliance, internal audit, or risk management, preferably in NBFC, fintech, or financial services sector.
  • Strong understanding of RBI, SEBI, FEMA, AML, and other financial regulations.
  • Experience with compliance monitoring tools and MS Excel-based reporting.
  • Excellent written and verbal communication skills.
  • Detail-oriented, analytical mindset with problem-solving ability.
  • Ability to thrive in a fast-paced startup environment.

Benefits:

The ideal candidate should be able to work independently with minimal supervision, have strong analytical and problem-solving skills, and be able to communicate effectively with both technical and non-technical stakeholders.

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