Chief Legal and Compliance Officer

2 weeks ago

Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 2,00,00,000 - ₹ 2,50,00,000
Job Summary

We are seeking an experienced Legal and Compliance Professional to oversee all regulatory, legal, and corporate governance matters of the organization.

Key Responsibilities
  • Corporate Governance:
    • Ensure compliance with relevant laws, regulations, and listing requirements.
    • Organize and manage board meetings, general meetings, and shareholder communications.
    • Maintain statutory registers and handle filings with the relevant authorities.
    • Ensure proper documentation of board resolutions, minutes, and regulatory filings.
  • Legal and Compliance Management:
    • Ensure the organization's compliance with financial and corporate regulations.
    • Stay updated on evolving laws and regulations impacting DSAs, corporate insurance agencies, mutual fund distributors, and real estate brokerage.
    • Develop and implement risk mitigation strategies to safeguard business operations.
    • Handle customer complaints, regulatory inquiries, and insider trading compliance.
  • IPO Management and Investor Relations:
    • Lead the IPO process, ensuring compliance with regulatory disclosure requirements.
    • Coordinate with investment bankers, legal advisors, and regulatory authorities for IPO execution.
    • Prepare and manage pre-IPO and post-IPO documentation.
  • Contract and Litigation Management:
    • Draft, review, and negotiate contracts related to loan distribution, insurance, mutual funds, and real estate brokerage.
    • Manage legal disputes, litigation, arbitration, and regulatory hearings.
  • Team Leadership and Compliance Training:
    • Lead the legal and compliance department, ensuring effective coordination with all business functions.
    • Conduct internal compliance training to educate employees on legal, governance, and regulatory matters.

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