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2 weeks ago
Job Title: Compliance Senior Manager
At our organization, we are seeking an experienced Compliance Senior Manager to lead our compliance operations. The ideal candidate will have a strong background in regulatory affairs and be able to manage inward and outward SEBI correspondences.
- Key Responsibilities:
- Manage Inward and outward SEBI correspondences.
- Track and escalate SEBI communication.
- Maintain a list of members with proof of deposit/debit documents.
- Monitor FIU Alerts and disseminate FIU Guidelines as applicable.
- Organize and manage PML compliances.
- Provide administrative support and assistance in high-impact compliance initiatives.
- Handle documentation of correspondence between the exchange and SEBI.
- Manage custody of agreements/undertakings.
- Draft Board Agendas.
- Support the Chief Compliance Officer (CCO).
Required Skills and Qualifications:
- Adequate knowledge of regulatory functions.
- Strong administrative support skills.
Functional Competencies:
- Knowledge and understanding of the exchange ecosystem and operations.
- Ability to grasp and interpret compliance and regulatory knowledge.
- Proficiency in MS Excel and MS PowerPoint.
Behavioral Skills:
- High attention to detail.
- Process-driven approach.
- High degree of integrity.
- Responsiveness.
- Effective communication and attentiveness.
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