Senior Governance Executive

2 weeks ago


Tirupati, Andhra Pradesh, India beBeeCompliance Full time ₹ 18,00,000 - ₹ 25,00,000

Job Title: Compliance Senior Manager


At our organization, we are seeking an experienced Compliance Senior Manager to lead our compliance operations. The ideal candidate will have a strong background in regulatory affairs and be able to manage inward and outward SEBI correspondences.

  • Key Responsibilities:
    • Manage Inward and outward SEBI correspondences.
    • Track and escalate SEBI communication.
    • Maintain a list of members with proof of deposit/debit documents.
    • Monitor FIU Alerts and disseminate FIU Guidelines as applicable.
    • Organize and manage PML compliances.
    • Provide administrative support and assistance in high-impact compliance initiatives.
    • Handle documentation of correspondence between the exchange and SEBI.
    • Manage custody of agreements/undertakings.
    • Draft Board Agendas.
    • Support the Chief Compliance Officer (CCO).


Required Skills and Qualifications:

  • Adequate knowledge of regulatory functions.
  • Strong administrative support skills.


Functional Competencies:

  • Knowledge and understanding of the exchange ecosystem and operations.
  • Ability to grasp and interpret compliance and regulatory knowledge.
  • Proficiency in MS Excel and MS PowerPoint.


Behavioral Skills:

  • High attention to detail.
  • Process-driven approach.
  • High degree of integrity.
  • Responsiveness.
  • Effective communication and attentiveness.

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