A dedicated professional in corporate governance seeking a challenging role

19 hours ago


Ajmer, Rajasthan, India beBeeCompliance Full time ₹ 18,00,000 - ₹ 25,20,000

Job Title:

Compliance Governance Specialist

Job Description:

We are seeking a Compliance Governance Specialist to join our team. In this role, you will be responsible for monitoring and reporting on ongoing compliance, ensuring adherence to regulatory requirements.

Key Responsibilities:

  • Liaise with regulators for compliance and queries
  • Monitor event-based submissions with RBI and Income Tax (FATCA/CRS, FIRMS)
  • Review and update Private Placement Memorandum and amendments, including Trust Deed, KYC documents, and intimation to regulatory Authorities
  • Coordinate with service providers, vendors, and forums for compliance-related matters
  • Liaise with internal auditors and statutory auditors for SEBI inspections and regulatory requirements
  • Monitor changes in SEBI regulations to ensure up-to-date practices and policies
  • Develop and implement organisational compliance policies and procedures
  • Review marketing material and other documents from a regulatory perspective
  • Draft and vet various agreements, legal documents, and policies
  • Collaborate with internal departments for compliance guidance
  • Maintain comprehensive records of compliance activities and documentation
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